Chun-Hsien Yen
顏君憲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Hsien Yen (顏君憲), a licensed Responsible Officer with CE reference BJI250. Currently licensed at 1 firm(s): CTBC Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-08 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-08 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-05-08 | present |