Ying Ming Gau

高英銘
CE No. AWT163 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ming Gau (高英銘), a licensed former licensee with CE reference AWT163. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 1 — Dealing in securities 2013-08-05 2016-10-31
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 4 — Advising on securities 2013-08-05 2016-10-31
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-02-21 2013-02-09
CTBC Asia Limited
中國信託綜合證券(香港)有限公司
Rep Type 4 — Advising on securities 2011-02-21 2013-02-09

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