Ya Tzu Liao
廖雅姿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya Tzu Liao (廖雅姿), a licensed former licensee with CE reference ALN825. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2011-10-21 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-10 | 2008-12-09 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-10 | 2008-12-09 |