Wai Hung Liu
廖偉鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Liu (廖偉鴻), a licensed Responsible Officer with CE reference ANK399. Currently licensed at 1 firm(s): Winbull Securities International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-28 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-03-28 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2023-11-08 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2024-03-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-02 | 2024-03-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-06-02 | 2023-11-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-17 | 2022-05-11 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-14 | 2021-11-10 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-14 | 2021-11-10 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-09-03 | 2021-04-04 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-22 | 2021-04-04 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-22 | 2021-04-04 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-21 | 2019-05-06 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-21 | 2019-05-06 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-27 | 2017-06-12 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-27 | 2017-06-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-15 | 2014-12-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-13 | 2014-12-13 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-03 | 2009-07-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-22 | 2009-01-10 |