Miu Ki Yu
庾苗期
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miu Ki Yu (庾苗期), a licensed Responsible Officer with CE reference AJL686. Currently licensed at 1 firm(s): Sino Wealth Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-30 | present |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-30 | present |
| Guohua International Asset Management Limited 國花國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-17 | 2022-12-30 |
| Guohua International Asset Management Limited 國花國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-17 | 2022-12-30 |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 4 — Advising on securities | 2017-05-23 | 2020-06-15 |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 9 — Asset management | 2017-05-23 | 2020-06-15 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-07 | 2017-05-23 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2017-03-07 | 2017-05-23 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-12-21 | 2017-02-10 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-16 | 2017-02-10 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2010-06-22 | 2013-05-31 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-06-22 | 2010-06-22 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | 2007-03-14 | 2007-04-30 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-17 | 2007-04-30 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-02-17 | 2007-03-14 |