Sino Wealth Asset Management Limited

國新資產管理有限公司

CE No. BII431 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino Wealth Asset Management Limited (國新資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BII431. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 13). Earliest licence on file: 2017-01-03.

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Registered address

Room 3901, 39/F, The Center, 99 Queen's Road Central, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2017-01-03	present
Type 9 — Asset management	2017-01-03	present

Licensed staff (all-time) (13)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Yiu Fai Au 區耀輝	RO 4, 9	2017-01	2018-07
Man Kit Chiu 趙文傑	RO 4, 9	2024-10	2026-01
Kim Kwong Ho 何劍剛	RO 4, 9	2018-09	2020-08
Wan Yee Hui 許韻兒	RO 4, 9 Rep 4, 9	2019-05	2023-06
Sze Kong Kwok 郭詩江	RO 4, 9	2017-01	2018-01
Hok Lai Li 李學禮	RO 4, 9	2023-08	2024-09
Chun Wah Lo 魯震華	RO 4, 9	2026-05	Present
Anna Marie Tham 譚妙芳	RO 4, 9	2018-09	2023-06
Kwun Yip Tse 謝冠業	RO 4, 9	2018-10	2019-10
Miu Ki Yu 庾苗期	RO 4, 9	2023-05	Present
Chi Shing Tiu 刁志誠	Rep 4, 9	2017-01	2018-12
Hing Hung (SFC:AFG417) Tsang 曾慶洪	Rep 9	2017-03	2018-12
Hin Tat Wat 屈顯達	Rep 4	2017-01	2018-12