Kwun Yip Tse

謝冠業
CE No. AEE301 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Yip Tse (謝冠業), a licensed Responsible Officer with CE reference AEE301. Currently licensed at 1 firm(s): Oriens Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
Oriens Asset Management Limited
泰豐東方資產管理有限公司		 RO Type 4 — Advising on securities 2020-01-17 present
Oriens Asset Management Limited
泰豐東方資產管理有限公司		 RO Type 9 — Asset management 2020-01-17 present
Sino Wealth Asset Management Limited
國新資產管理有限公司		 RO Type 4 — Advising on securities 2018-10-12 2019-10-31
Sino Wealth Asset Management Limited
國新資產管理有限公司		 RO Type 9 — Asset management 2018-10-12 2019-10-31
Nuada Limited
洛爾達有限公司		 RO Type 1 — Dealing in securities 2016-02-16 2018-09-30

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