Sze Kong Kwok
郭詩江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Kong Kwok (郭詩江), a licensed former licensee with CE reference AJO748. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-12 | 2025-12-31 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-12 | 2025-12-31 |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2025-06-12 | 2025-12-31 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | 2022-06-30 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | 2022-06-30 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2019-05-02 | 2019-08-27 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2019-05-02 | 2019-08-27 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2018-11-21 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-19 | 2018-11-21 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-03 | 2018-01-17 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-03 | 2018-01-17 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-31 | 2016-06-30 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2015-07-31 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-29 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-01-29 | 2016-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-10-08 | 2014-01-29 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-08 | 2015-07-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-19 | 2014-01-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-19 | 2014-01-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-09-19 | 2016-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-19 | 2014-01-29 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-22 | 2012-09-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-22 | 2012-09-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2012-09-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-19 | 2012-09-10 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-01-12 | 2008-02-23 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-30 | 2008-02-23 |