Delta Asia Securities Limited

滙業證券有限公司
CE No. AAW265 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Delta Asia Securities Limited (滙業證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW265. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 34 (total recorded over time: 237). Earliest licence on file: 2011-12-23.

Registered address

5/F, Luk Kwok Centre, 72 Gloucester Road, Wanchai

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2025-12-04 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts 2025-12-04 present
Type 9 — Asset management 2025-12-04 present
Type 3 — Leveraged foreign exchange trading 2011-12-23 2020-09-21
Type 6 — Advising on corporate finance present 2005-01-14
Type 7 — Providing automated trading services present 2003-11-07
Type 9 — Asset management present 2005-01-14

Licensed staff (all-time) (237)
Active on date

Name Activities First licensed To
Lai Chong Au 區麗莊 RO 1, 2, 4, 5, 9 Rep 1, 4 2004-08 Present
Stanley Chong Kit Au 區宗傑 RO 1, 3, 4, 6, 7, 9 Pre-2003 Present
Yip Hang Au 歐業亨 RO 1, 3, 4 Rep 4 2015-12 2017-12
Kar Wah Chan 陳家驊 RO 3 Rep 1 2011-09 2017-09
Keith Ka Kee Cheung 張家祺 RO 1, 2, 5 Rep 1, 3, 4, 6, 7, 9 Pre-2003 Present
Lai Ping Hung 熊麗萍 RO 1, 4 Rep 1, 4, 6, 7, 9 Pre-2003 2012-06
Wai Man Kwan 關惠文 RO 1, 3, 4 2019-07 2020-06
Sze Kong Kwok 郭詩江 RO 1, 4 Rep 1, 3, 4 2012-09 2016-06
Elaine Mei Yee Lai 黎美儀 RO 1, 4 2021-08 2023-02
Chak Lam Lau 劉澤林 RO 1, 3, 4 Rep 1, 3, 4 2012-07 2015-08
Siu Lun (SFC:ADJ935) Lau 劉兆倫 RO 1 Rep 1 2009-06 2014-08
Kar Lok Leung 梁家樂 RO 1 Rep 1 2021-05 2023-02
Sing Wa Li 李成華 RO 1, 4 Rep 1, 4, 6, 7, 9 Pre-2003 2015-10
Miron Mushkat RO 1, 4, 7, 9 Pre-2003 2004-12
Wai Man To 陶偉民 RO 2, 3, 5 Rep 1, 3, 4, 6, 7, 9 Pre-2003 Present
Ngat Tong 唐屹 RO 1, 2, 4 Rep 1, 4, 9 2024-10 Present
Kai Ah Tung 董啟亞 RO 1, 4 Rep 1, 4 2020-06 2021-07
Chi Fai Yeung 楊志揮 RO 1, 2 Rep 1, 4 2021-05 Present
Wai Hung (SFC:AYH972) Yeung 楊偉雄 RO 1, 4 2022-07 2024-04
John Zee 徐強生 RO 1, 3, 4 Rep 1, 3, 4 2018-08 2019-03
Joseph Tok Sin Ang 洪篤信 Rep 1 2007-09 2007-12
Pui Man Au 歐佩雯 Rep 1, 4, 6, 7, 9 Pre-2003 Present
Pui Cham 湛培 Rep 1, 4, 6, 7, 9 Pre-2003 2015-11
Anthony Ho Yin Chan 陳浩然 Rep 1 2003-10 2015-12
Cheuk Man (SFC:AFP804) Chan 陳卓文 Rep 1 2012-10 2015-06
Cheuk Wing (SFC:BBU902) Chan 陳卓榮 Rep 1 2013-09 2014-12
Chi Lung Chan 陳智龍 Rep 1 2011-01 2012-04
Chi Shun Chan 陳智信 Rep 1, 4 2006-06 2007-02
Chun Yi Chan 陳俊頤 Rep 1, 3 2013-06 2014-09
Chung Keung Chan 陳仲強 Rep 1, 4, 6, 7, 9 Pre-2003 2006-04
Chung Tai Chan 陳宗泰 Rep 1, 2 2021-05 Present
Ho Chun Chan 陳浩進 Rep 1 2013-07 2013-11
Ka Kin Chan 陳家建 Rep 1, 4, 9 2022-07 Present
Ka Man (SFC:AFT232) Chan 陳家汶 Rep 1, 4, 6, 7, 9 Pre-2003 2003-05
Ka Wan Chan 陳嘉韻 Rep 1, 4, 6, 7, 9 Pre-2003 2007-01
Ka Wing Chan 陳家榮 Rep 1 2021-05 Present
Kam Shing Chan 陳金城 Rep 1, 4, 6, 7, 9 Pre-2003 2011-03
Kwok Wa Chan 陳國華 Rep 1 2013-11 2014-06
Liza Suk Fan Chan 陳淑芬 Rep 1, 4 2005-10 2006-07
Mei Tak Chan 陳美德 Rep 1 2014-12 2016-03
Pui On Chan 陳培安 Rep 1, 2 2025-09 Present
Sandra Mi Ling Chan 陳美玲 Rep 1, 4, 6, 7, 9 Pre-2003 2008-08
See Lim Chan 陳思廉 Rep 1, 4 2023-02 2023-06
Shu Wing Chan 陳樹榮 Rep 1, 3 2012-04 2013-06
Siu Hong Chan 陳肇康 Rep 1 2003-11 2005-07
Siu Ling Chan 陳小鈴 Rep 1 2014-05 2014-09
Wai Kit Chan 陳惠傑 Rep 4 2007-10 2011-09
Wing Hong (SFC:ADS039) Chan 陳永康 Rep 1 2008-12 2011-08
Wing Kwong (SFC:AQG855) Chan 陳榮光 Rep 1 2008-01 2009-09
Yat Kei Chan 陳逸基 Rep 1 2007-09 2009-02
Yee Man (SFC:AAB523) Chan 陳綺文 Rep 1, 4, 6, 7, 9 Pre-2003 2008-09
Yiu Man (SFC:ATB477) Chan 陳耀文 Rep 1, 4 2016-07 2016-10
Chun Hung Chau 巢振雄 Rep 1, 4, 6, 7, 9 Pre-2003 2012-09
Chi Shing (SFC:BQG036) Cheng 鄭志成 Rep 1 2025-02 2025-08
Suk Yee Cheng 鄭淑儀 Rep 1 2024-05 Present
Chiu Kun Cheung 張朝勤 Rep 1, 4, 6, 7, 9 Pre-2003 2003-04
Gordon Kwan Ping Cheung 張君平 Rep 1 2024-05 Present
Hang Lok Cheung 張恒樂 Rep 4 2010-12 2014-02
Judy Shin Kwan Cheung 張善筠 Rep 1, 4, 6, 7, 9 Pre-2003 2007-05
Man Sze Cheung 張文斯 Rep 1 2013-08 2013-11
Nga Ki Cheung 張雅琪 Rep 4 2009-07 2010-11
Paul Wai Chiu Cheung 張偉釗 Rep 1, 4 2023-12 2024-06
Pik Ting Cheung 張碧婷 Rep 1 2019-07 2020-06
Pui Man (SFC:BQP450) Cheung 張佩文 Rep 1 2024-01 Present
Wing Chi Cheung 張永志 Rep 1 2004-03 2004-06
Kwong Chu Chiang 蔣廣珠 Rep 1 2008-09 2009-06
Reginald Alvin Chin 陳家暉 Rep 1 2012-11 2013-09
Jackie Yau Chun Chiu 趙右焌 Rep 1 2011-07 2013-08
Ka Chun (SFC:APQ568) Chiu 趙嘉俊 Rep 1 2014-05 2014-09
Wing Chiu 趙榮 Rep 1 2013-04 2013-06
Chi Shing Chong 莊治城 Rep 1 2015-01 2020-07
Chun Lam Chou 周俊林 Rep 4 2011-03 2011-11
Chun Pang Chow 周俊鵬 Rep 1, 4 2020-07 2020-10
Hon Po David Chow 周漢寶 Rep 1 2019-11 2022-07
Ka Keung Chow 周家強 Rep 1 2004-06 2005-09
Yiu Keung Chu 朱耀強 Rep 1, 4 2020-06 2020-12
Tsz Lan Chua 蔡紫蘭 Rep 1, 6 2003-10 2005-05
Heung Chin Chui 徐响前 Rep 1 2024-09 2025-05
King Fai Chui 崔景暉 Rep 1, 4, 6, 7, 9 Pre-2003 2012-06
Wing Ying Wylson Chung 鍾永英 Rep 1, 4 2012-09 2013-08
Yin Ming Chung 鍾彥明 Rep 1, 4, 6, 7, 9 Pre-2003 2011-10
Sean Nicholas Croucher Rep 1, 4 2004-09 2006-07
Fangming Dong 董方明 Rep 1, 4 2012-08 2013-02
Zhaoqi Du 杜照齊 Rep 1 2025-05 Present
Chun Yin (SFC:BPN274) Fan 范鎮燃 Rep 1, 4 2022-12 2024-05
Allen Chi Cheung Fok 霍智祥 Rep 1 2025-04 2025-09
Yiu Tung Fok 霍耀東 Rep 1, 4 2010-06 2010-09
Man Kin Fong 方文健 Rep 1, 4 2013-01 2013-06
Yiu Pan Fong 方堯斌 Rep 1 2021-08 2022-11
Kwan Ling Fu 符筠翎 Rep 1 2021-04 2021-09
Kam Ho Fung 馮金豪 Rep 1, 4 2005-10 2005-11
King Hong Fung 馮景康 Rep 1, 3, 4 2012-08 2013-10
Alberta Ming Wai Ho 何明蕙 Rep 1 2014-06 2014-09
Chu Ming Ho 何柱明 Rep 1 2003-11 2005-06
Hoi Wah Ho 何凱華 Rep 4 2005-04 2005-07
Kam Wing (SFC:AFX880) Ho 何錦榮 Rep 1, 4 2004-08 2005-06
Kwok Leung (SFC:ABR726) Ho 何國良 Rep 1, 4, 6, 7, 9 Pre-2003 2007-04
Ting Hong Ho 何鼎康 Rep 1 2013-03 2013-06
Wai King Ho 何惠琼 Rep 1, 4 2021-05 2022-06
Yee May Ho 何綺媚 Rep 1 2021-05 2021-10
Showing 1–100 of 237

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