Delta Asia Securities Limited
滙業證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Delta Asia Securities Limited (滙業證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW265. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 34 (total recorded over time: 237). Earliest licence on file: 2011-12-23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Registered address
5/F, Luk Kwok Centre, 72 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2025-12-04 | present |
| Type 4 — Advising on securities | present | present |
| Type 5 — Advising on futures contracts | 2025-12-04 | present |
| Type 9 — Asset management | 2025-12-04 | present |
| Type 3 — Leveraged foreign exchange trading | 2011-12-23 | 2020-09-21 |
| Type 6 — Advising on corporate finance | present | 2005-01-14 |
| Type 7 — Providing automated trading services | present | 2003-11-07 |
| Type 9 — Asset management | present | 2005-01-14 |
Licensed staff (all-time) (237)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lai Chong Au 區麗莊 | RO 1, 2, 4, 5, 9 Rep 1, 4 | 2004-08 | Present |
| Stanley Chong Kit Au 區宗傑 | RO 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Yip Hang Au 歐業亨 | RO 1, 3, 4 Rep 4 | 2015-12 | 2017-12 |
| Kar Wah Chan 陳家驊 | RO 3 Rep 1 | 2011-09 | 2017-09 |
| Keith Ka Kee Cheung 張家祺 | RO 1, 2, 5 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Lai Ping Hung 熊麗萍 | RO 1, 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-06 |
| Wai Man Kwan 關惠文 | RO 1, 3, 4 | 2019-07 | 2020-06 |
| Sze Kong Kwok 郭詩江 | RO 1, 4 Rep 1, 3, 4 | 2012-09 | 2016-06 |
| Elaine Mei Yee Lai 黎美儀 | RO 1, 4 | 2021-08 | 2023-02 |
| Chak Lam Lau 劉澤林 | RO 1, 3, 4 Rep 1, 3, 4 | 2012-07 | 2015-08 |
| Siu Lun (SFC:ADJ935) Lau 劉兆倫 | RO 1 Rep 1 | 2009-06 | 2014-08 |
| Kar Lok Leung 梁家樂 | RO 1 Rep 1 | 2021-05 | 2023-02 |
| Sing Wa Li 李成華 | RO 1, 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2015-10 |
| Miron Mushkat |