Sean Nicholas Croucher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Nicholas Croucher, a licensed Representative with CE reference AEE307. Currently licensed at 1 firm(s): Asia Pacific Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2007-02-28 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2006-11-24 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-22 | 2006-07-14 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-22 | 2006-07-14 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-14 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-14 |