FIL Investment Management (Hong Kong) Limited

富達基金(香港)有限公司
CE No. AAG408 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FIL Investment Management (Hong Kong) Limited (富達基金(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAG408. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 196 (total recorded over time: 901). Earliest licence on file: 2019-05-30.

Registered address

Level 18, Three Pacific Place, 1 Queen's Road East, Wanchai

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2019-05-30 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2005-03-29
Type 7 — Providing automated trading services present 2005-03-29

Licensed staff (all-time) (901)
Active on date

Name Activities First licensed To
Maria Isabella Abbonizio RO 1, 9 Rep 1, 9 2004-09 Present
Paras Kishore Anand RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2019-01 2021-11
Laurent Bernard Michel Bilard RO 1, 2, 9 Rep 1, 2, 9 2021-11 Present
Yue Yan Chan 陳宇昕 RO 1, 4 Rep 1, 4, 9 2010-10 Present
Kerry Kim Wai Ching 程劍慧 RO 1, 4, 9 Rep 1, 4, 9 2008-12 2012-06
Kelly Kent Clark RO 1, 2, 9 Rep 1, 9 2018-03 2020-07
Bryan Anthony Collins RO 1, 4, 9 Rep 1, 4, 9 2006-04 2020-12
Martin Baron Dropkin RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2020-11 2025-02
Jonathon Robert Edwin Everill RO 1, 4 Rep 1, 4 2018-04 2018-07
Andrew James Falco RO 1, 9 Rep 1, 2, 9 2006-06 2021-09
Michael Lung Fong 方碩穩 RO 1, 4 Rep 1, 4, 9 2007-11 2016-09
John Michael Frederic Ford RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2005-09 2017-09
Wai Man Fu 傅偉民 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2008-05
Brett Peter Goodin RO 1, 4, 6, 9 Pre-2003 2009-06
Michael Charles Gordon RO 1, 4, 5, 9 Pre-2003 2009-03
Travis Lee Griffith RO 1, 2, 9 Rep 1, 2, 9 2007-05 Present
Evan Arthur Hale RO 1, 4, 9 2007-03 2008-12
Wai Fun Ho 何慧芬 RO 1, 4 Rep 1, 4, 9 2005-07 2020-01
Nitesh Kathuria RO 4, 9 Rep 4, 9 2008-10 2023-02
Victoria Jeane Kelly RO 1, 2, 9 Rep 1, 9 2015-03 2022-04
Michael Dixon Kopfler RO 1, 9 Rep 1, 9 2016-10 2019-01
Bruno Kam Wing Lee 李錦榮 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2015-08
Kon Chung Lee 李幹聰 RO 1, 4, 6, 9 Pre-2003 2009-12
Allan Yan Sui Liu 廖恩樹 RO 1, 4, 6, 9 Pre-2003 2015-04
Kim Ping Luk 陸劍平 RO 1, 4 Rep 1, 4, 9 2010-09 2023-06
Kathryn Ann Matthews RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2005-08 2009-12
Chi Mei Mio 繆子美 RO 1, 4, 9 Rep 1, 4, 9 2020-10 2023-07
Rajeev Mittal RO 1, 4 Rep 1, 4 2019-04 2024-10
Damien Martin Mooney RO 1, 4 Rep 1, 4 2024-12 Present
Douglas James Naismith RO 1, 4, 9 Rep 1 Pre-2003 2007-06
Pek Yew Ng 黃碧瑤 RO 4, 5, 9 Rep 1, 4, 5, 6, 9 Pre-2003 Present
Mark David Northwood RO 1, 9 Rep 1, 4, 6, 9 Pre-2003 2016-04
Syn Yee Ooi 黃心怡 RO 1 Rep 1, 4 2014-11 Present
Timothy John Orchard RO 1, 2, 4, 5, 9 Rep 2, 4, 5, 9 2010-07 Present
Marcella Yun Mei Pun 潘恩美 RO 1, 4 Rep 1 2020-03 Present
Matthew Samuel Heighes Quaife RO 1, 4, 5, 9 Rep 4, 9 2019-09 Present
Henk Jan Rikkerink RO 4, 9 Rep 4, 9 2017-04 2020-04
Nicholas David Rogers RO 1, 4, 9 Rep 1, 4, 9 2004-02 2008-03
Stuart Paul Rumble RO 1, 4, 9 Rep 1, 4, 9 2016-09 Present
Christopher John Ryan RO 1, 4, 9 Rep 1, 4, 9 2008-02 2009-12
Johann Peter Santer RO 1, 4 Rep 1 2018-07 2024-03
Matthew David Saul RO 1 Rep 1, 4, 6, 9 Pre-2003 2018-04
Punam Sharma RO 4, 9 Rep 4, 9 2016-10 2019-07
Olivier Joel Emile Szwarcberg RO 1, 4, 9 Rep 1, 4, 9 2014-03 2018-01
Mark Antony Alain Charles Talbot RO 1, 4, 9 Rep 1, 4, 9 2011-07 2018-06
Amanda Jayne Tibbett RO 1 Rep 1 2018-02 2018-11
Andrew David Wells RO 4, 5, 9 Rep 1, 4, 6, 9 Pre-2003 2017-06
Dominic Wing Hang Wong 王永鏗 RO 1 Rep 1 2004-02 2019-07
Lei (SFC:BNH645) Zhu 朱蕾 RO 1, 2, 4, 5, 9 Rep 1, 4, 9 2023-02 Present
Brian Clark Abely Rep 1 2026-01 Present
Angel Agudo Valenciano Rep 1 2015-03 2021-05
Eddie Hugh Aguilar Rep 1, 9 2007-06 2013-04
Faridah Amir Rep 1 2016-04 2016-11
Analee D. Ang 洪鴻華 Rep 9 2007-03 2022-06
Audie Gene Apple Jr Rep 1 2024-03 Present
Kristian Mark Atkinson Rep 1 2018-03 2025-06
Wilson Wai Kwan Au 歐維鈞 Rep 1 2017-09 2018-04
Kit Man Au Yeung 歐陽傑民 Rep 1, 4 2015-07 2015-09
Adriana Katherinne Avella Rep 1, 9 2005-12 2007-04
Himalee Bahl Rep 1, 4, 9 2015-07 Present
Alastair William Baillie Strong Rep 1 2026-03 Present
Subramanian Balakrishnan Rep 4, 9 2010-11 2018-09
Anushka Baldwa Rep 1, 4, 9 2022-08 2026-02
Leah Bane Rep 9 2022-09 Present
Richard John Bannister Rep 1, 9 2016-12 2024-07
James Richard Barrett Rep 1, 4, 9 2022-10 2024-06
Saurabh Basrar Rep 4, 9 2005-05 2005-08
James Nicholas Bateman Rep 1 2013-05 2019-06
Heda Hamoy Bayron Rep 1 2025-11 Present
Adrian Dharshan Benedict Rep 1, 9 2011-07 Present
Ashish Bhardwaj Rep 4, 9 2009-06 2009-08
Puja Ramesh Bharwani 巴灣尼 Rep 1, 2, 9 2018-06 Present
Stephanie Marie Michele Bickel Ep Sutton Rep 1 2015-03 2016-07
Jason Craig Billings Rep 4, 9 2010-09 2018-06
James Malcolm Blair Rep 1, 4, 9 2004-06 2006-09
Anthony John Bolton Rep 4, 9 2010-02 2014-03
Marcel Constantine Boothe Rep 1 2018-07 2019-06
Peter Christian Bourne Rep 1, 4 2018-07 2025-03
Sotirios Boutsis Rep 1 2018-01 2021-09
Waller Brian Boyd Rep 1 2008-04 2009-03
Simon Geoffrey Brailey Rep 1, 4 2018-08 2020-05
Stephen Lee Bramley Rep 1 2019-01 2025-06
Sheba Brener Rep 4, 6, 9 Pre-2003 2003-07
Jochen Breuer Rep 1, 4, 9 2013-06 Present
Steve Jerome Buller Rep 1 2007-03 2012-08
Edmund McKay Campbell Rep 1, 4, 9 2008-10 2009-02
Gregor Carle Rep 1, 4, 6, 9 Pre-2003 2015-03
Jeffrey Robert Carney Rep 1 2007-05 2007-08
Peter Charles Quentin Carter Rep 4, 9 2017-04 2024-07
Adrian Ka Hin Chan 陳家軒 Rep 1, 4, 9 2015-03 2021-06
Benjamin Yu-Ki Chan 曾裕基 Rep 1, 9 2013-05 2015-10
Carlson Kwok On Chan 陳國安 Rep 1, 4 2013-04 2015-08
Cathleen Karen Chan 陳嘉綸 Rep 1, 4, 6, 9 Pre-2003 2007-10
Cheuk Lun Chan 陳卓倫 Rep 1, 4, 9 2005-07 2005-09
Cheuk Yin (SFC:BLI898) Chan 陳焯賢 Rep 1, 4 2017-11 2018-04
Chi Yin (SFC:AFV222) Chan 陳鋕賢 Rep 4, 9 2006-05 2006-09
Chung Yan Chan 陳重昕 Rep 1, 9 2014-11 2015-10
Debbie Ka Yee Chan 陳嘉怡 Rep 1, 4, 9 2005-06 2007-04
Dorothy Yat Yee Chan 陳溢怡 Rep 1, 4, 9 2008-02 2010-02
Florence Shui Yi Chan 陳瑞兒 Rep 1, 4, 9 2010-03 Present
Showing 1–100 of 901

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