Brett Peter Goodin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brett Peter Goodin ( ), a licensed former licensee with CE reference ADR490. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-06-30 |
| FIL Investment Advisors | RO | Type 4 — Advising on securities | present | 2009-08-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2009-06-30 |
| FIL Investment Advisors | RO | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| FIL Investment Advisors | RO | Type 9 — Asset management | present | 2009-08-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | present | 2009-06-30 |