Kerry Kim Wai Ching
程劍慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kerry Kim Wai Ching (程劍慧), a licensed former licensee with CE reference AFF128. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2021-08-31 | 2023-10-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-09 | 2021-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-09 | 2021-08-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2021-06-09 | 2021-08-31 |
| DigitalBridge Management Asia Limited |
RO | Type 1 — Dealing in securities | 2012-10-08 | 2019-07-31 |
| DigitalBridge Management Asia Limited |
RO | Type 4 — Advising on securities | 2012-10-08 | 2019-07-31 |
| DigitalBridge Management Asia Limited |
RO | Type 9 — Asset management | 2012-10-08 | 2019-07-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2009-02-09 | 2012-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-16 | 2009-02-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-16 | 2009-02-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-12-16 | 2009-02-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-10-23 | 2008-12-01 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-10-23 | 2008-12-01 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 — Asset management | 2008-10-23 | 2008-12-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-15 | 2008-04-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-09-15 | 2008-04-12 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2005-02-04 | 2006-09-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | 2005-02-04 | 2006-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-04 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | present | 2006-09-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-04 |