Wells Fargo Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wells Fargo Securities Asia Limited, a Hong Kong-based licensed corporation with CE reference AQP592. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 33 (total recorded over time: 133). Earliest licence on file: 2008-04-25.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Registered address
2705-2709, 27/F, Three Pacific Place, 1 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-04-25 | present |
| Type 2 — Dealing in futures contracts | 2022-11-02 | present |
| Type 4 — Advising on securities | 2008-04-25 | present |
| Type 6 — Advising on corporate finance | 2008-04-25 | present |
| Type 9 — Asset management | 2008-04-25 | 2023-02-24 |
Licensed staff (all-time) (133)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mayurh Aggarwal | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2015-02 | Present |
| Sang Beom An | RO 1, 4 Rep 1, 4 | 2012-03 | 2019-05 |
| John Christian Antweiler III | RO 1, 4, 6, 9 | 2008-10 | 2013-01 |
| Eric Laurea Banson | RO 1, 4, 9 | 2010-12 | 2019-05 |
| James Hillyer Boice III | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | 2008-04 | 2016-03 |
| Pei Yun Chiang 蔣佩芸 | RO 1, 4 Rep 1, 4 | 2008-07 | 2025-09 |
| Ignatius Wooi Kean Choong | RO 1, 4, 9 Rep 1, 4, 9 | 2009-08 | 2022-03 |
| William Hugh McGregor Donohugh 唐威林 | RO 1, 4, 6, 9 | 2008-04 | 2013-08 |
| Serkan Erikci | RO 1, 4, 6 Rep 1, 4, 6 | 2017-01 | 2021-01 |
| Man Tat Ho 何聞達 | RO 1, 4, 9 | 2016-04 | 2018-11 |
| Mark Dean Jones | RO 1, 4, 6, 9 | 2014-07 | 2018-12 |
| Rebecca Dawn Jones 林若欣 | RO 6 Rep 1, 4, 6 | 2022-10 | Present |
| Ritsubun Koda 黃田立文 | RO 1, 4, 9 | 2019-04 | 2020-08 |
| Lee Shin Koh 高立迅 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-08 | Present |
| George Chen Yu Koo 顧震宇 | RO 1, 4, 6, 9 Rep 1, 4, 6 | 2014-04 | 2023-03 |
| In Kun 管弦 | RO 4 Rep 4 | 2012-07 | 2018-05 |
| David Kwok Hei Lau 劉國熙 | RO 1, 4, 6 Rep 1, 4, 6 | 2013-10 | 2022-05 |
| Chi Hin Leung 梁梓軒 | RO 4 Rep 1, 4 | 2017-03 | 2019-10 |
| Peng (SFC:AUJ707) Luo 羅鵬 | RO 1, 4 Rep 1, 4 | 2015-02 | 2023-03 |
| Ludger Peters | RO 1, 4, 9 | 2019-09 | 2021-11 |
| David Talmadge Ratliff | RO 1, 4, 6 Rep 1 | 2022-04 | 2024-09 |
| Michael Joseph Sciulli | RO 1, 4, 6 Rep 1, 4, 6 | 2012-03 | 2016-06 |
| Ho Kwong Sheh 佘浩光 | RO 1, 4 Rep 1, 4 | 2008-05 | 2019-09 |
| Ran (SFC:BFT925) Shi 施冉 | RO 1, 4 Rep 1, 4 | 2015-07 | 2021-09 |
| Charles Adrian Edward Spungin | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2019-03 |
| Ken-Edouard Ton 孫名寶 | RO 1, 4 Rep 1, 4 | 2023-11 | Present |
| Mandy Man Yi Wan 尹敏兒 | RO 1, 2, 4, 9 Rep 1, 4 | 2014-04 | Present |
| Xue (SFC:ARM171) Wang 王雪 | RO 1, 2, 4 Rep 1, 2, 4 | 2026-01 | Present |
| Yu-Ming Wang 王裕閔 | RO 1, 4, 9 | 2008-04 | 2009-02 |
| Barbara Wong 黃曼君 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-12 | 2021-01 |
| Kathryn Ka Sing Yung 榮嘉信 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-03 | 2022-03 |
| Aezel Ann Beltran Zamora | RO 2 Rep 1, 4, 9 | 2021-09 | Present |
| Junsang Ahn 安俊相 | Rep 1, 4 | 2008-05 | 2011-12 |
| Jun Wye An 安埈位 | Rep 1, 4 | 2014-03 | Present |
| Nermin Askalany | Rep 1, 4 | 2016-12 | 2019-05 |
| Kevin D'Arcy Auger | Rep 1, 4, 6, 9 | 2008-09 | 2009-04 |
| Thomas Michael Brennan Jr | Rep 1, 4, 9 | 2018-09 | 2019-05 |
| Carlos Cala | Rep 1, 4 | 2016-09 | 2018-06 |
| Chun Yin (SFC:BVK973) Chan 陳俊彥 | Rep 1, 4, 6 | 2024-10 | Present |
| Shuet Ying Chan 陳雪凝 | Rep 1, 4, 6 | 2022-08 | 2025-07 |
| Hwa-Ping Chang 張華平 | Rep 1, 4, 6 | 2008-05 | 2009-03 |
| Wei Chia Chen 陳偉嘉 | Rep 1, 4 | 2017-12 | 2019-09 |
| Amanda Nga Wun Cheung 張雅媛 | Rep 1, 4 | 2021-12 | 2023-02 |
| Gregory Chi-Ho Cheung 蔣自浩 | Rep 1, 4 | 2015-11 | 2021-09 |
| Yuen Ting Cheung 張婉婷 | Rep 1, 4, 6 | 2022-08 | Present |
| Kerry Kim Wai Ching 程劍慧 | Rep 1, 4, 9 | 2008-10 | 2008-12 |
| Hyojin Cho | Rep 1, 4 | 2023-10 | Present |
| King Man Chow 周敬民 | Rep 1, 4 | 2008-05 | 2009-03 |
| Betty Kar Chun Chu 朱家珍 | Rep 1 | 2009-10 | 2010-09 |
| Siqi Chu 褚思琦 | Rep 4 | 2019-05 | 2019-10 |
| Jong Hun Chung | Rep 1, 4 | 2016-08 | 2019-10 |
| Daniel Dela Cruz | Rep 1, 4, 6 | 2014-07 | 2020-12 |
| Reynaldo Miguel Nazareno Espineli | Rep 1, 4, 6, 9 | 2008-09 | 2009-04 |
| Elisabeth Wang Forsman 王如玉 | Rep 1, 4 | 2014-03 | 2014-06 |
| Arie Friedheim | Rep 1, 4 | 2017-07 | 2019-01 |
| Frederick Cheuk Kei Fu 符卓基 | Rep 1, 4, 6 | 2015-10 | 2020-10 |
| Ruowei Fu 傅若偉 | Rep 1, 4, 6 | 2016-12 | 2018-10 |
| Cong Geng 耿聰 | Rep 1, 4 | 2011-02 | 2019-05 |
| Kalpa Goel | Rep 1, 2, 4 | 2024-03 | Present |
| Brandon Qing Ryung Goh | Rep 1, 4 | 2018-01 | 2018-04 |
| Somit Guha | Rep 1, 4, 6 | 2012-02 | 2013-07 |
| Daniel Sangwon Hahn 韓相元 | Rep 1, 4, 6 | 2016-10 | 2020-12 |
| Hsin Lun Ho 何欣倫 | Rep 1, 4, 6 | 2014-02 | 2014-10 |
| Noelle Ying Ho 何熒 | Rep 1, 4, 6 | 2008-05 | 2015-08 |
| Yong Wha Hong 洪用和 | Rep 1, 4 | 2016-10 | 2019-09 |
| Fu Jen Hsieh 謝輔仁 | Rep 1, 4 | 2016-08 | Present |
| Chin Lun Huang 黃敬倫 | Rep 1, 4 | 2017-11 | Present |
| Haiming (SFC:AWU883) Huang 黃海明 | Rep 1, 4 | 2011-03 | 2015-01 |
| Kangli Huang 黃康力 | Rep 1, 4, 6 | 2019-06 | 2021-06 |
| John Michael Jacobson | Rep 1, 4 | 2012-09 | 2013-03 |
| Aditya Kaushik | Rep 1, 4, 6 | 2023-07 | 2025-07 |
| Tomomi Kikuchi | Rep 1, 4 | 2018-01 | 2019-05 |
| Doyoung Kim | Rep 1, 4 | 2019-07 | Present |
| Chun Wai Jonathan Kwok 郭秦瑋 | Rep 1, 4, 6 | 2014-11 | Present |
| Sung Wook Kwon | Rep 1, 4 | 2009-08 | 2019-09 |
| Albert Ka Tak Lai 賴家德 | Rep 4 | 2016-07 | 2018-05 |
| Ming Wai Lai 黎銘煒 | Rep 1, 4, 9 | 2020-05 | 2022-03 |
| Cham Lam 林箴 | Rep 1, 4 | 2008-05 | 2014-06 |
| Ho Ming Lam 林浩銘 | Rep 1, 4, 6 | 2023-08 | Present |
| Tony Lamy | Rep 1, 4 | 2026-05 | Present |
| Man Kay Lau 劉文祈 | Rep 1, 4, 6 | 2022-08 | Present |
| Sing Chong Lau 劉承浚 | Rep 4 | 2012-06 | 2018-05 |
| Quoc Benoit Khanh Jacques Le | Rep 1, 4, 9 | 2018-09 | 2019-09 |
| Donghun (SFC:BSU047) Lee | Rep 1, 4, 6 | 2022-08 | 2023-03 |
| Jih-Pao Lee 李日寶 | Rep 1, 4, 6 | 2008-05 | 2009-03 |
| Kenneth Lee | Rep 1, 4 | 2022-04 | 2025-04 |
| Delia Wai Ting Leung 梁惠婷 | Rep 1, 4 | 2014-08 | 2016-06 |
| Lai Woon Leung 梁禮桓 | Rep 1, 4 | 2008-07 | 2015-10 |
| Yijuan Li 李禕娟 | Rep 1, 4, 6 | 2014-10 | 2015-08 |
| Zhaochen Li 李昭宸 | Rep 1, 4, 6 | 2021-11 | 2023-07 |
| Maggie Mei Qi Liao | Rep 1, 4 | 2018-01 | 2021-05 |
| Lee Na Cora Lim 林莉娜 | Rep 1, 4, 6 | 2022-08 | 2022-10 |
| Chun Ju Lin 林純如 | Rep 1, 4, 6 | 2008-05 | 2013-12 |
| Jung Fang Lin 林榕芳 | Rep 1, 4 | 2015-03 | Present |
| Xiao Xiao Lin 林瀟瀟 | Rep 1, 4, 9 | 2016-03 | 2022-03 |
| Andrea Hai En Liu 廖凯恩 | Rep 1, 4, 6 | 2023-03 | Present |
| Tze Fung Ryan Liu 廖梓楓 | Rep 1, 2, 4, 9 | 2018-02 | 2023-03 |
| Yik Yu Liu 廖翊宇 | Rep 1, 4 | 2017-07 | 2019-10 |
| Shuguang Mao 毛曙光 | Rep 1, 4, 6 | 2008-05 | 2008-05 |
| Ian Thomas Mc Cullough | Rep 1, 4, 6 | 2011-09 | 2015-03 |
Showing 1–100 of 133
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