Siqi Chu
褚思琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siqi Chu (褚思琦), a licensed former licensee with CE reference BOJ195. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-13 | 2022-07-29 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2022-07-13 | 2022-07-29 |
| Pimlico Asset Management Limited 凱因資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-11 | 2022-06-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-05-15 | 2019-10-17 |