Carlos Cala
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Cala ( ), a licensed former licensee with CE reference ADL125. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-09-12 | 2018-06-26 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-09-12 | 2018-06-26 |