Ho Ming Lam
林浩銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Lam (林浩銘), a licensed Representative with CE reference BTZ977. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-08-03 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-08-03 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2023-08-03 | present |