Yik Yu Liu
廖翊宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yu Liu (廖翊宇), a licensed Representative with CE reference BHR466. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-07-06 | 2018-05-24 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-07-06 | 2019-10-17 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-06-27 | 2017-07-03 |