Frederick Cheuk Kei Fu
符卓基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Cheuk Kei Fu (符卓基), a licensed former licensee with CE reference APL965. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-16 | 2020-10-27 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-10-16 | 2020-10-27 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-16 | 2020-10-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-09 | 2015-08-28 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-18 | 2014-07-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2014-07-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-01 | 2014-03-18 |
| Xeram and Company (Asia) Limited |
Rep | Type 4 — Advising on securities | 2009-06-15 | 2013-03-28 |
| Xeram and Company (Asia) Limited |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2013-03-28 |