Xeram and Company (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xeram and Company (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AFP819. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2003-12-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-05-17 | 2024-03-26 |
| Type 1 — Dealing in securities | 2011-07-08 | 2015-11-27 |
| Type 2 — Dealing in futures contracts | 2019-05-17 | 2024-03-26 |
| Type 4 — Advising on securities | present | 2015-11-27 |
| Type 6 — Advising on corporate finance | 2003-12-19 | 2015-11-27 |
Licensed staff (all-time) (26)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Francis Kwok Yu Au 區國譽 | RO 1, 4, 6 Rep 4 | Pre-2003 | 2012-04 |
| Thaddeus Thomas Beczak | RO 4, 6 Rep 6 | 2008-04 | 2012-04 |
| Ortwin Gierhake | RO 1, 2 | 2019-05 | 2023-11 |
| Christopher Lam Jung 曾俊文 | RO 1, 2 | 2019-05 | 2023-11 |
| Peter C Kuo | RO 4, 6 Rep 4, 6 | 2010-05 | 2011-05 |
| Alfredo Paulo Lobo | RO 4, 6 | Pre-2003 | 2009-03 |
| Kevin Michael Loprimo | RO 1, 2 | 2019-05 | 2020-03 |
| Hai Ge Lu | RO 1, 4, 6 | 2012-03 | 2013-07 |
| Zixue Mi | RO 1, 4, 6 | 2012-07 | 2013-05 |
| Stephen J Nash | RO 1, 4, 6 | 2013-10 | 2014-04 |
| Parizad June Olver | RO 1, 4, 6 Rep 1, 4 | 2012-10 | 2015-11 |
| Michael Scott Rosen | RO 1, 2 | 2019-05 | 2023-12 |
| Benedict Tai 戴並達 | RO 4, 6 Rep 4 | Pre-2003 | 2007-06 |
| Constant Chi-Ping Tang 鄧子平 | RO 1, 4, 6 Rep 4, 6 | 2007-06 | 2013-03 |
| Zuoli Xu 徐祚立 | RO 4 Rep 4 | 2010-10 | 2011-02 |
| Michael Gerald Bristowe | Rep 4 | 2010-11 | 2011-02 |
| Tak Man Amy Cheung 張德敏 | Rep 1 | 2021-07 | 2023-11 |
| Xiaowei Feng 馮曉薇 | Rep 4, 6 | 2009-01 | 2012-08 |
| Frederick Cheuk Kei Fu 符卓基 | Rep 4, 6 | 2007-09 | 2013-03 |
| Sze Lam Hou 侯詩霖 | Rep 1 | 2022-04 | 2023-11 |
| Louie Michael Tan Lam 林義德 | Rep 1 | 2023-05 | 2023-11 |
| Wing Yuen Lam 林穎源 | Rep 1, 2 | 2020-11 | 2023-11 |
| Jason Thomas Mueller | Rep 4, 6 | 2009-02 | 2010-08 |
| Brian Fredric Pringle | Rep 4 | 2010-12 | 2011-03 |
| Jason Yuk Lun Wong 王鈺麟 | Rep 4, 6 | 2008-12 | 2013-03 |
| Xinyuan Zheng 鄭心源 | Rep 1, 2 | 2019-06 | 2023-11 |
Showing 1–26 of 26