Michael Scott Rosen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Scott Rosen ( ), a licensed former licensee with CE reference BOD283. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2024-03-21 | 2025-02-15 |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-03-21 | 2025-02-15 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-01-16 | 2024-03-21 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2024-01-16 | 2024-03-21 |
| Xeram and Company (Asia) Limited |
RO | Type 1 — Dealing in securities | 2019-05-17 | 2023-12-08 |
| Xeram and Company (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2019-05-17 | 2023-12-08 |