Stephen J Nash
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen J Nash ( ), a licensed former licensee with CE reference BBQ711. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xeram and Company (Asia) Limited |
RO | Type 1 — Dealing in securities | 2013-10-08 | 2014-04-08 |
| Xeram and Company (Asia) Limited |
RO | Type 4 — Advising on securities | 2013-10-08 | 2014-04-08 |
| Xeram and Company (Asia) Limited |
RO | Type 6 — Advising on corporate finance | 2013-10-08 | 2014-04-08 |