Hai Ge Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Ge Lu ( ), a licensed former licensee with CE reference AFR268. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xeram and Company (Asia) Limited |
RO | Type 1 — Dealing in securities | 2012-03-30 | 2013-07-12 |
| Xeram and Company (Asia) Limited |
RO | Type 4 — Advising on securities | 2012-03-30 | 2013-07-12 |
| Xeram and Company (Asia) Limited |
RO | Type 6 — Advising on corporate finance | 2012-03-30 | 2013-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-13 |