Christopher Lam Jung
曾俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Lam Jung (曾俊文), a licensed Responsible Officer with CE reference ADX061. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 43.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2024-02-06 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2024-02-06 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-12-01 | 2024-02-06 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-01 | 2024-02-06 |
| Xeram and Company (Asia) Limited |
RO | Type 1 — Dealing in securities | 2019-05-17 | 2023-11-30 |
| Xeram and Company (Asia) Limited |
RO | Type 2 — Dealing in futures contracts | 2019-05-17 | 2023-11-30 |
| Makto Capital Management Limited | RO | Type 4 — Advising on securities | 2017-09-20 | 2018-02-08 |
| Makto Capital Management Limited | Rep | Type 4 — Advising on securities | 2017-05-23 | 2017-09-20 |
| Makto Capital Management Limited | Rep | Type 9 — Asset management | 2017-05-23 | 2018-02-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2016-11-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2016-11-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-06-04 | 2015-11-30 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-24 | 2013-12-23 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2013-10-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2013-12-23 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-13 | 2013-12-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-08-15 | 2012-06-20 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-15 | 2012-06-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2012-06-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-02 | 2012-06-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2010-09-16 | 2011-01-10 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2010-09-16 | 2011-01-10 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2008-09-24 | 2011-01-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-24 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-09-24 | 2011-01-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-09-24 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-09-24 | 2011-01-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-09-24 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-09-24 | 2011-01-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-09-24 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-13 | 2008-09-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-05-13 | 2008-09-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-18 | 2008-09-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2008-09-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-11 | 2008-03-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |