J.P. Morgan Securities (Far East) Limited

CE No. AAB026 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for J.P. Morgan Securities (Far East) Limited, a Hong Kong-based licensed corporation with CE reference AAB026. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 175 (total recorded over time: 936).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →

Registered address

18th Floor, Chater House, 8 Connaught Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 6 — Advising on corporate finance present present
Type 7 — Providing automated trading services present 2005-02-15
Type 9 — Asset management present 2005-02-15

Licensed staff (all-time) (936)
Active on date

Name Activities First licensed To
Thorsten Oliver Ackermann RO 1, 4 Rep 1, 4 2024-09 Present
Nicholas James Andrews RO 1, 4, 6 Pre-2003 2009-11
Xiao Yun Ang 洪曉雲 RO 1, 4, 6 Rep 1, 4, 6 2012-01 Present
Jonathan Paul Back RO 1, 4, 6 Rep 4, 6, 9 Pre-2003 2007-07
James Munger Banghart III RO 1, 4 Rep 1, 4 2015-04 2016-09
Nagi Bedawi RO 1 Rep 1, 4 2009-12 2012-02
James William Burdett RO 1, 4 Rep 1, 4, 7 2004-03 2013-06
Sijia (SFC:AZR339) Chen 陳斯佳 RO 1, 4, 6 Rep 1, 4, 6 2012-08 2026-04
Chun Ning Cheng 鄭振寧 RO 1, 4, 6 Rep 1, 4, 6 2013-03 Present
Ming Zuei Charles Chiang 江明叡 RO 1, 4 2017-11 2022-08
Daniel Darahem de Souza Coelho RO 1, 4, 6 Rep 1, 4, 6 2016-04 2020-11
Sunil Dhupelia RO 1, 4, 6 Rep 1, 4, 6 2022-09 Present
Yang (SFC:AFT479) Diao 刁揚 RO 1, 4, 6 2012-03 2014-07
Rupert John Alexander Fane RO 1, 4, 6 Rep 4, 6, 9 Pre-2003 2007-11
Fang (SFC:ACF847) Fang 方方 RO 1, 4, 6 Rep 4, 6, 9 Pre-2003 2014-03
Filippo Gori RO 1, 4 Rep 6 2019-08 2025-07
Michael Bernard Green RO 1, 4 Rep 1, 4 2012-09 2015-04
Matthew Bailey Greenberg RO 1, 4 Rep 1, 4 2012-04 2015-05
John Philip Hall III RO 1, 4, 6 Rep 1, 4, 6 2013-04 2025-11
Xiang (SFC:AXR086) He RO 1, 4, 6 Rep 1, 4, 6 2013-06 2023-05
Steven James Hersey RO 1, 4 2013-10 2016-08
Edmund Ho 何艾文 RO 4, 6 Pre-2003 2003-11
Kelvin Cheuk Yin Ho 何卓賢 RO 1, 4, 6 2012-03 2017-12
Ryan Hans Holsheimer RO 1, 4 2017-08 2021-06
Peihao Huang 黃培皓 RO 1, 4, 6 Rep 1, 4, 6 2021-03 Present
Nicholas Regan Johnson RO 1, 4, 6 Rep 1, 4, 6 2012-02 2020-07
Christopher Lam Jung 曾俊文 RO 1, 4 2010-09 2011-01
Kwok Hung Kam 甘國雄 RO 1, 4, 6 Rep 1, 4, 6 2021-07 Present
Pak Wai Lau 劉伯偉 RO 1, 4, 6 2012-03 Present
Raymond Wai Cheuk Lau 劉偉卓 RO 1, 4, 6 Rep 1, 4, 6 2018-05 Present
Francesco Lavatelli RO 1, 4, 6 2021-01 2022-05
William Kei Leung Lee 李基樑 RO 1, 4 2008-12 2012-02
Sjoerd Leenart RO 1, 4 Rep 1, 4, 6 2024-08 Present
Catherine Kar Cheung Leung 梁嘉彰 RO 1, 4, 6 2012-03 2015-04
Chi Man (SFC:AQV179) Leung 梁治文 RO 1, 4 Rep 1, 4 2010-07 2024-08
Cyril Claude Levy RO 1, 4 Rep 1, 4 2012-11 2013-04
David Nicholas Long RO 1, 4, 7 Pre-2003 2007-01
Tarun Murli Mahrotri RO 1, 4 2010-12 2012-02
Parampally Murlidhar Maiya RO 1, 4, 6 Rep 1, 4, 6 2015-05 2023-06
Sanjeev Lalchand Malkani RO 1, 4, 6 Rep 1, 4, 6, 9 Pre-2003 Present
Achintya Mangla RO 1, 4, 6 Rep 4, 6, 9 Pre-2003 2013-08
Niccolo Manno RO 1, 4 Rep 1, 4, 6 2013-12 2024-03
Daniel Joseph Murphy RO 1, 4 Rep 1, 4 2013-07 2016-12
Allan George Murray RO 1, 4, 6, 7 Rep 1, 4 Pre-2003 2011-01
Kevin Mitchell Myers RO 1, 4 Rep 1, 4 2012-05 2013-08
Kazuma Naito 內藤一真 RO 1, 4 2012-04 2014-09
Kester Shing Joe Ng 吳繩祖 RO 1, 4, 6 2007-09 2013-04
Nelly Szu Chia Pai 白思佳 RO 1, 4, 6 Rep 1, 4, 6 2012-01 Present
Adam Thomas James Putterill RO 1, 4, 7 Rep 1, 4 2004-08 2010-07
Scott Antony Saunders RO 1, 4 2007-07 2009-04
David Michael Sayer RO 1, 4 Rep 1, 4, 6, 7 Pre-2003 2012-07
Steven James Seymour RO 1, 4, 7 2004-08 2007-01
Kiran Dhirajlal Shah RO 1, 4 2013-02 2015-06
Daniel John Sofianos RO 1, 4 2014-06 2017-05
Nicholas Antony Stearn RO 1, 4 Rep 1, 4 2016-07 Present
Andrew Guy Stiles RO 1, 4, 6, 7, 9 Pre-2003 2003-05
David Toi Wai Suen 孫台維 RO 1, 4, 6 Rep 1, 4, 6 2011-12 2017-07
Pranav Thakur RO 1, 4 2011-08 2016-03
Yiu Ting Tsoi 蔡耀庭 RO 1, 4, 6 Rep 1, 4, 6 2012-01 2016-03
Paul Stephen James Uren RO 1, 4, 6 Rep 1, 4, 6 2019-07 Present
Jiewei Wang 王捷薇 RO 1, 4, 6 Rep 1, 4, 6 2014-09 Present
Duncan William Palmer Wilson RO 1, 4 Rep 1, 4 2016-07 Present
Hu Xu 徐虎 RO 1, 4, 6 Rep 1, 4, 6 2012-01 2022-02
Ping (SFC:ARQ788) Xu 徐娉 RO 1, 4, 6 Rep 1, 4, 6 2021-08 Present
Hui (SFC:AYS989) Yu 俞慧 RO 1, 4, 6 Rep 1, 4, 6 2012-01 2022-12
Wenjin (SFC:BAK706) Zhang 張雯瑾 RO 1, 4, 6 Rep 1, 4, 6 2018-09 2026-04
Abhinav Raman Deep Rep 1, 4, 6 2024-07 Present
Alex Myles Abramowitz Rep 1, 4, 6 2018-09 2021-08
Mahesh Ahlawat Rep 1, 4, 6 2014-12 Present
Hyung Tae Ahn 安炯泰 Rep 1, 4, 6 2014-08 2020-02
Jaeyeong Ahn Rep 1, 4, 6 2023-08 Present
Sarah Alexandra Schell Alevizos Rep 1, 4, 6 2016-09 2020-09
Jae Yeon An Rep 1, 4, 6 2013-08 2014-03
Daiki Arima Rep 1, 4, 6 2018-09 2019-08
Yovan Vijay Assomull Rep 1, 4 2008-07 2013-04
Wai Mun Au Yeong Rep 1, 4, 6 2017-08 2020-09
Faris Ibrahim Taha Ayoub Rep 1, 4 2008-10 2012-02
Jiajie Bai 柏佳洁 Rep 1, 4, 6 2012-01 2013-05
Lu Bai 白璐 Rep 1, 4, 6 2025-02 Present
Theodore Alexander Ball 博希奧 Rep 1, 4 2016-08 2019-10
Richard Mark Anthony Bamber Rep 1, 4, 6, 7 Pre-2003 2006-02
Jason Banh 彭志承 Rep 1, 4, 6 2012-01 2014-02
Ding Bao 包鼎 Rep 1, 4, 6 2018-08 Present
Alec Benjamin Baum Rep 1, 4, 6 2014-09 2015-09
Youssef Benomar Rep 1, 4 2010-02 2012-02
Bruno Biagini Rep 1, 4, 6 2012-07 Present
Arijit Bose Rep 1, 4, 6 2013-09 2016-04
Henri Pierre Francois Rene Boullier de Branche Rep 1, 4, 6 2022-12 Present
Kun Cai 蔡昆 Rep 1, 4, 6 2018-05 Present
Linhai Cai 蔡林海 Rep 1, 4, 6 2022-10 Present
Qiushi Cai 蔡秋实 Rep 1, 4, 6 2019-06 Present
Xiaoxiang Cai 蔡小翔 Rep 1, 4, 6 2013-07 2023-06
Yixuan (SFC:BRJ209) Cai 蔡逸譞 Rep 1, 4, 6 2021-07 2023-11
Yun Cai 蔡昀 Rep 1, 4, 6 2021-03 Present
Zhiyang Cai 蔡志洋 Rep 1, 4, 6 2012-01 2012-03
Li Cao 曹立 Rep 1, 4 2022-07 2022-10
Wei (SFC:BNY258) Cao 曹薇 Rep 1, 4, 6 2018-12 Present
Angelo Carnevali Rep 1, 4 2020-07 Present
Andrea Casati Rep 1, 4, 6 2014-09 2015-05
Yingnan Chai 柴英楠 Rep 1, 4, 6 2017-07 2018-04
Showing 1–100 of 936

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 3 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 3 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 3 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 3 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Related