Rupert John Alexander Fane

CE No. AEL032 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupert John Alexander Fane (), a licensed former licensee with CE reference AEL032. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Orion Investment Management Limited RO Type 1 — Dealing in securities 2015-03-12 2015-09-12
Orion Investment Management Limited RO Type 4 — Advising on securities 2015-03-12 2015-09-12
Orion Investment Management Limited RO Type 6 — Advising on corporate finance 2015-03-12 2015-09-12
J.P. Morgan Securities (Far East) Limited RO Type 1 — Dealing in securities 2005-05-27 2007-11-02
J.P. Morgan Securities (Far East) Limited RO Type 4 — Advising on securities 2005-05-27 2007-11-02
J.P. Morgan Securities (Far East) Limited RO Type 6 — Advising on corporate finance 2005-05-27 2007-11-02
J.P. Morgan Securities (Far East) Limited Rep Type 4 — Advising on securities present 2005-05-27
J.P. Morgan Securities (Far East) Limited Rep Type 6 — Advising on corporate finance present 2005-05-27
J.P. Morgan Securities (Far East) Limited Rep Type 9 — Asset management present 2005-02-15

Related