Orion Investment Management Limited

CE No. ATM567 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orion Investment Management Limited, a Hong Kong-based licensed corporation with CE reference ATM567. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 31). Earliest licence on file: 2009-11-06.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 1101, Kings Commercial Building, 2-4 Chatham court, Tsim Sha Tsui, Kowloon

Licence history

Activity	From	To
Type 4 — Advising on securities	2020-10-14	present
Type 9 — Asset management	2020-10-14	present
Type 1 — Dealing in securities	2009-11-06	2026-02-23
Type 4 — Advising on securities	2009-11-06	2016-12-14
Type 6 — Advising on corporate finance	2009-11-06	2016-12-14

Licensed staff (all-time) (31)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Jeremy Adrian Amias	RO 1, 4, 6	2009-11	2015-05
Kwok Ming (SFC:APF964) Chan 陳國鳴	RO 1	2017-02	2021-09
Rupert John Alexander Fane	RO 1, 4, 6	2015-03	2015-09
Wai Kee Ha 夏偉棋	RO 1, 4, 9	2021-09	Present
Tin Ho Ko 高天豪	RO 1, 4, 9	2020-10	2022-12
Justin Ming Hon Lai 黎明瀚	RO 1	2017-02	2017-07
Wang Tat Lam 林宏達	RO 1, 4, 9 Rep 1	2017-06	Present
Fung Man Leung 梁鳳敏	RO 1, 4 Rep 1, 4	2010-04	2011-08
Glen Michael Mc Dermott	RO 1, 4, 6	2009-11	2011-01
Frederick Edward Elkin Mocatta 毛家鑫	RO 1, 4, 6	2014-07	2015-02
Robert Roy Charles Simpson	RO 1 Rep 1	2009-11	2011-06
Alex Krystal Yao 姚文詠	RO 4 Rep 4	2010-08	2010-12
Chin Yee Yap 叶君瑜	RO 1, 4, 6	2011-08	2014-07
Fareesa Habeeb Abbasi	Rep 1	2011-12	2012-02
Vince Wing-Chee Chan 陳穎芝	Rep 4	2009-11	2010-09
Hong Fang 方紅	Rep 1, 4	2009-11	2011-03
Soh Fukushima	Rep 1, 4	2010-08	2011-06
Jung Rong Guo 郭忠榮	Rep 1, 4	2009-11	2010-05
Alexander Robin Gvozden	Rep 4	2009-11	2010-04
Ryan Taylor Jeon	Rep 1, 4	2009-11	2010-03
Arthur Hung Chi Kwaan 關恒智	Rep 1, 4	2010-06	2011-07
Jane Tak-Jun Lam 藍德真	Rep 1	2010-01	2010-04
Peter Andrew Lasky	Rep 1	2010-03	2011-05
John James Reginald Lefevre	Rep 1, 4, 6	2009-11	2010-09
David Matthew Minarik	Rep 1	2010-03	2012-02
Aman Jeet Singh Panaech	Rep 1, 4, 6	2009-11	2011-05
Akanksha Sagar	Rep 1, 4	2010-04	2012-03
Katie Yin Kei Tsang 曾彥琦	Rep 1	2011-04	2012-02
Raymond Patrick Wyand	Rep 1, 4	2010-07	2011-06
Wu-Kuang Yang 楊武光	Rep 1, 4	2010-06	2011-09
Jae Ouk Yoo 柳在億	Rep 1, 4	2009-11	2011-02