John James Reginald Lefevre
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John James Reginald Lefevre ( ), a licensed former licensee with CE reference ALG130. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2009-11-17 | 2010-09-30 |
| Orion Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-11-17 | 2010-09-30 |
| Orion Investment Management Limited | Rep | Type 6 — Advising on corporate finance | 2009-11-17 | 2010-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-21 | 2008-05-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-21 | 2008-05-15 |