Wang Tat Lam
林宏達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Tat Lam (林宏達), a licensed Responsible Officer with CE reference AOE015. Currently licensed at 1 firm(s): Orion Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Investment Management Limited | RO | Type 4 — Advising on securities | 2020-10-14 | present |
| Orion Investment Management Limited | RO | Type 9 — Asset management | 2020-10-14 | present |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2017-07-17 | 2026-02-23 |
| Orion Investment Management Limited | Rep | Type 1 — Dealing in securities | 2017-06-13 | 2017-07-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2017-06-01 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2017-06-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-13 | 2011-06-24 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-13 | 2011-06-24 |