Frederick Edward Elkin Mocatta
毛家鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Edward Elkin Mocatta (毛家鑫), a licensed former licensee with CE reference AZH045. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited |
Rep | Type 9 — Asset management | 2015-07-07 | 2017-10-13 |
| Orion Investment Management Limited | RO | Type 1 — Dealing in securities | 2014-07-02 | 2015-02-25 |
| Orion Investment Management Limited | RO | Type 4 — Advising on securities | 2014-07-02 | 2015-02-25 |
| Orion Investment Management Limited | RO | Type 6 — Advising on corporate finance | 2014-07-02 | 2015-02-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-04-17 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-04-17 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-04-17 | 2012-06-29 |