Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mizuho Securities Asia Limited (瑞穗證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEZ953. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 269 (total recorded over time: 940). Earliest licence on file: 2007-02-26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
14-15/F, K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
| Type 2 — Dealing in futures contracts | 2007-02-26 | 2016-05-05 |
| Type 5 — Advising on futures contracts | 2010-03-01 | 2016-05-05 |
Licensed staff (all-time) (940)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alexis Thomas David Adamczyk | RO 1, 4, 6 Rep 1, 4, 6 | 2024-03 | Present |
| Norifumi Akiyama 秋山典文 | RO 1, 2, 4, 5, 6, 9 | 2014-06 | 2018-05 |
| Paul Jonathan Andersson | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2014-03 | 2016-02 |
| Takehiro Anzai | RO 1, 4 Rep 1, 4, 6 | 2013-09 | Present |
| John Paul Armenio | RO 1, 2, 4, 5, 6, 9 | 2009-07 | 2011-12 |
| Christopher John Robertson Calderwood | RO 4, 5 Rep 4, 5 | 2010-07 | 2012-06 |
| Matthew Wing Tou Chan 陳榮滔 | RO 1, 4 Rep 1, 9 | 2023-01 | 2025-06 |
| Jayachandran Chandrasekharan | RO 4 Rep 4 | 2016-01 | Present |
| Alan Bing Chen | RO 1, 4 Rep 1, 2 | 2009-11 | 2014-03 |
| Dickson Cheng 鄭迪舜 | RO 1 Rep 1, 4, 6 | 2008-09 | 2016-08 |
| Toru Chishima | RO 1, 4 | 2009-04 | 2011-05 |
| John Paul Yeong Keng Chu 徐永鏗 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-07 | 2022-03 |
| Anthony Sean Connery | RO 1, 4, 9 Rep 1, 4, 9 | 2011-08 | 2020-09 |
| Sean Darby | RO 4 Rep 4 | 2024-02 | Present |
| Samuel Christian Faveur | RO 9 Rep 1 | 2004-06 | 2010-04 |
| Ian David Fleetham | RO 1, 4 Rep 1, 4 | 2016-02 | 2019-06 |
| Rikiya Fukumoto | RO 1, 4, 9 Rep 1, 9 | 2019-12 | 2024-08 |
| Yi Huen Fung 馮怡萱 | RO 1, 4 Rep 1, 4, 6 | 2021-06 | 2023-08 |
| Donal Joseph Galvin | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 9 | 2010-01 | 2013-08 |
| Yoshiro Hamamoto 濱本吉郎 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | 2018-05 | Present |
| David Anthony Harris | RO 1, 4 Rep 1, 4 | 2009-09 | 2013-10 |
| Shinichi Hashimoto 橋本真一 | RO 1, 4, 6, 9 | Pre-2003 | 2007-08 |
| Yu Hironaka 弘中雄 | RO 1, 4, 6 Rep 1, 4, 6 | 2013-04 | 2025-01 |
| Takao Hosoya 細谷隆夫 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2009-04 |
| Hirona Ishii | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | 2020-03 | Present |
| Hitoshi Ito | RO 1, 4, 6, 9 Rep 1, 4 | 2020-12 | Present |
| Eugene Satoshi Iwami | RO 1, 4, 9 Rep 1, 4, 9 | 2024-05 | Present |
| Zengxiang Jin 金增祥 | RO 4 Rep 4 | 2011-07 | 2019-02 |
| Ruvann John Kavanagh | RO 1, 4 Rep 1, 4 | 2011-04 | 2021-10 |
| Kunihiko Kawai | RO 1, 4 | 2009-04 | 2009-12 |
| Hideyuki Kawashima | RO 1, 2, 4, 5, 6, 9 | 2011-08 | 2014-04 |
| Eijiro Kawauchi | RO 1, 4, 6 Rep 1, 4, 6 | 2009-04 | 2015-04 |
| Hitoshi Kayama 香山仁 | RO 1, 4, 6 Rep 1, 4, 6, 9 | 2008-09 | 2015-03 |
| Soo Lik Keoy | RO 1, 6 Rep 1, 4, 6 | 2006-03 | 2010-02 |
| Jong Kuk Kim 金鍾局 | RO 1 Rep 1, 4 | 2010-10 | 2017-07 |
| Yasuhiro Kiuchi 木內康裕 | RO 1, 2, 4, 5, 6, 9 | 2009-04 | 2011-02 |
| Tak Yan Anson Ko 高德欣 | RO 1, 4, 6 Rep 1, 4, 6 | 2017-07 | Present |
| Hideaki Kurasako 倉迫英嘉 | RO 4 Rep 4, 9 | 2007-08 | 2011-11 |
| Jimmy Ching Man Lai 黎政民 | RO 1, 6 Rep 1, 4, 6 | 2016-11 | 2020-11 |
| Ching Lok Gary Lam 林清樂 | RO 6 Rep 1, 4, 6 | 2019-03 | 2020-11 |
| Dennis Haw Shun Lam 林孝信 | RO 6 Rep 1, 4, 6, 9 | Pre-2003 | 2010-04 |
| Fung (SFC:AEZ198) Lam 林峰 | RO 9 Rep 4, 9 | 2005-04 | 2005-12 |
| Siu Ki Lau 劉紹基 | RO 1, 4, 6 Rep 1, 4, 6 | 2009-01 | 2016-05 |
| Kenneth Kar Ming Lee 李嘉明 | RO 1, 4, 6 Rep 1, 4, 6 | 2020-09 | Present |
| Wai Nam Leung 梁偉南 | RO 6 Rep 1, 4, 6 | 2008-08 | 2016-06 |
| Man Wai Li 李文偉 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-05 | 2013-01 |
| Tien Ian Long 龍田淵 | RO 1, 4, 6 Rep 1, 4, 6 | 2016-05 | 2019-01 |
| Brian Yat Fung Loo 盧一峰 | RO 2 | 2007-02 | 2011-09 |
| Hidetaku Matsuo 松尾秀拓 | RO 1, 4, 9 Rep 1, 4, 6, 9 | 2012-05 | Present |
| Paul David McWilliam | RO 1, 4, 6 Rep 1, 4, 6 | 2011-03 | 2015-10 |
| Seiichiro Miyaoka | RO 1, 2, 4, 5, 6, 9 | 2013-07 | 2016-04 |
| Thomas John Monaco | RO 4 Rep 4 | 2011-07 | 2013-01 |
| Malcolm Hin-Ling Mui 梅軒寧 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-09 | 2025-06 |
| Kazuhiro Mukai | RO 1, 6 Rep 1, 4, 6 | 2006-05 | 2008-04 |
| Yasuhito Murata | RO 1 Rep 1 | 2004-07 | 2006-07 |
| Ho Ching Ng 吳皓程 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-05 | Present |
| Suguru Noguchi | RO 1, 4, 6 Rep 1, 4, 6 | 2019-12 | 2023-08 |
| Masayuki Nomoto | RO 1, 4, 6 Rep 1, 4, 6 | 2011-03 | 2024-06 |
| Atsuji Ohara | RO 4 | 2009-07 | 2010-10 |
| Takao Okubo | RO 1, 4, 6 Rep 1, 4, 6 | 2013-08 | 2022-04 |
| Katsuo Okuno 奧野克男 | RO 1, 2, 4, 6, 9 | 2003-10 | 2009-05 |
| Jun Otsuka | RO 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Charles Chansik Park | RO 4 Rep 1, 4 | 2010-08 | 2021-04 |
| Scott Kenneth Paul | RO 1, 4 Rep 1, 4, 6 | 2014-09 | 2018-10 |
| Kevin Edmond Pereira | RO 1 Rep 1, 4 | 2010-09 | 2014-07 |
| Christopher Fenton Roberts 羅弼時 | RO 5 Rep 4 | 2009-12 | 2012-02 |
| Damian Marcus Rowe | RO 1, 4 Rep 1, 4, 6 | 2013-08 | Present |
| Risaku Sakai 酒井理作 | RO 1, 4 Rep 1, 4 | 2008-11 | 2011-04 |
| Salim Salam | RO 1, 4, 6 Rep 1, 4, 6 | 2014-11 | 2023-12 |
| Naoto Sato | RO 1, 4 Rep 1, 4, 6, 9 | 2024-06 | Present |
| Teruyuki Sato | RO 1, 2 Rep 1, 4 | 2008-11 | 2014-01 |
| Jian Guang Shen 沈建光 | RO 4 Rep 4 | 2010-05 | 2018-07 |
| Anthony Chi-Chung Shum 岑志中 | RO 1, 4, 6 Rep 1, 4, 6 | 2012-10 | 2017-10 |
| Shinobu Sonoda | RO 1, 4, 6 Rep 1, 4, 6 | 2022-08 | Present |
| Taiji Suehiro | RO 1, 4 Rep 1, 4 | 2011-05 | 2013-03 |
| Atsutoshi Takahashi | RO 1, 4, 6 Rep 1, 4, 6 | 2018-07 | 2022-01 |
| Toshihiko Toba 鳥羽俊彥 | RO 1, 4 Rep 1, 4, 6 | 2011-06 | 2016-04 |
| Toshihiko Tsunakawa 綱川敏彥 | RO 1, 4, 9 Rep 1, 4 | 2007-01 | 2010-03 |
| John Howard Wade | RO 1, 4, 6 Rep 1, 4, 6 | 2017-04 | 2019-09 |
| Shanshan Wu 伍珊珊 | RO 1, 4 Rep 1, 4 | 2021-10 | Present |
| Bing Xue 薛冰 | RO 1, 4, 6 Rep 1, 4, 6 | 2016-09 | 2021-04 |
| Hajime Yamashita 山下創 | RO 1, 4 Rep 1, 4 | 2013-07 | 2015-10 |
| Chih Yee Yap | RO 1 Rep 1 | 2010-07 | 2013-05 |
| Jeremy Wei-Min Yeo 楊偉民 | RO 4 Rep 4 | 2011-08 | 2019-10 |
| Haekong Yook | RO 1, 4, 6 Rep 1, 4, 6 | 2017-09 | Present |
| Jingfeng You 尤勁峰 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-12 | 2011-05 |
| Abdelmoneam Hesham Mosaad Abdelghani | Rep 1, 4, 6 | 2023-09 | Present |
| Yusuke Abe | Rep 1, 4, 6 | 2024-02 | 2026-04 |
| Capan Acar | Rep 1, 9 | 2004-07 | 2006-04 |
| Sambhav Agarwal | Rep 1, 4, 6 | 2020-07 | 2022-02 |
| Scott-Jarryd Agustin | Rep 1, 4, 6 | 2018-10 | 2026-03 |
| Osamu Akaishi | Rep 1, 2, 4 | 2007-07 | 2012-02 |
| Noriyuki Akamine | Rep 1, 4 | 2024-05 | Present |
| Benjamin Lang Allen | Rep 1, 4 | 2019-01 | 2022-02 |
| Jonathan Allum | Rep 4 | 2012-08 | 2012-11 |
| Christopher Emil Ammann | Rep 1, 4, 6 | 2018-10 | 2023-12 |
| James R Antos | Rep 4 | 2009-10 | 2015-12 |
| Kim Melanie Arculli | Rep 1, 4 | 2010-11 | 2011-07 |
| Einoshin Arima 有馬榮乃進 | Rep 1 | 2005-08 | 2006-08 |
| Harriet Ellen Jane Armstrong | Rep 1, 4, 6 | 2018-07 | Present |
Showing 1–100 of 940
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