Samuel Christian Faveur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Christian Faveur ( ), a licensed former licensee with CE reference AIT497. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 — Advising on securities | 2015-06-19 | 2023-05-31 |
| Blue Water Capital Management Limited | RO | Type 9 — Asset management | 2014-06-09 | 2023-05-31 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2013-06-17 | 2014-02-07 |
| Richmond Asset Management Limited | RO | Type 9 — Asset management | 2012-10-03 | 2013-05-22 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2012-09-11 | 2014-02-07 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2012-09-11 | 2012-10-03 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-15 | 2011-11-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2005-03-16 | 2010-04-17 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-03 | 2010-04-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-21 | 2004-04-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-21 | 2004-03-22 |