Richmond Asset Management Limited

CE No. ABA047 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richmond Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ABA047. Current licensed staff on file: 0 (total recorded over time: 27).

Licence history

ActivityFromTo
Type 4 — Advising on securities present 2016-11-01
Type 5 — Advising on futures contracts present 2005-01-13
Type 6 — Advising on corporate finance present 2005-01-13
Type 9 — Asset management present 2016-11-01

Licensed staff (all-time) (27)
Active on date

Name Activities First licensed To
Graham Frank Bibby RO 4, 5, 6, 9 Pre-2003 2014-04
Simon Huw Davies RO 4, 9 Rep 4, 9 2005-12 2013-11
Nitin Dialdas RO 4, 9 Rep 4, 6, 9 Pre-2003 2014-04
Samuel Christian Faveur RO 9 Rep 4, 9 2012-09 2014-02
Pui Yau Wong 王佩瑤 RO 4, 9 Rep 4, 9 2004-08 2007-09
Sofeene Ang 洪素芬 Rep 4, 9 2006-01 2006-03
Ashley Shuk Ching Burley Chan 陳淑貞 Rep 4, 9 2008-08 2011-12
Priscilla Yan Yan Chan 陳欣欣 Rep 4, 9 2005-10 2006-03
Yi Hua Chen 陳亦驊 Rep 4, 9 2004-10 2004-11
Michael Philip Chinnick Rep 9 2012-08 2014-02
Idy Yin Fong Chung 鍾燕芳 Rep 4 2011-03 2012-05
Alan Michael Dupres Rep 4, 9 2007-04 2008-04
Seow Chin Ghan Rep 4, 6, 9 Pre-2003 2009-09
Manuel Gonzalez Villavecchia Rep 4, 9 2013-02 2014-02
Lily Huang 黃王莉 Rep 4, 5, 9 2003-09 2004-03
David Hunter Rep 4, 9 2003-04 2014-07
William Juang 莊錦川 Rep 4, 9 2003-04 2003-06
Don Lap Hung Kan 簡立雄 Rep 4, 9 2004-07 2005-08
Mita Kukreja Rep 4, 6, 9 Pre-2003 2006-08
Peter Ernst Obrist Rep 4, 9 2003-12 2006-02
Graham Peacock Rep 4, 5, 9 2003-09 2005-09
Scott Alan Przirembel Rep 4, 6, 9 Pre-2003 2004-04
Roshan Kumar Rai 賴羅漢 Rep 4, 9 2003-11 2004-03
Kathryn Louise Stannard Rep 4, 9 2003-04 2004-10
Brian Anthony Taylor Rep 4, 6, 9 Pre-2003 2009-11
Chak Ming Wong 黃澤銘 Rep 4, 9 2005-10 2007-04
Chung Yip 葉頌 Rep 4, 9 2011-09 2012-02
Showing 1–27 of 27

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