Simon Huw Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Huw Davies ( ), a licensed former licensee with CE reference AEP424. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-10-15 | 2016-11-26 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-10-15 | 2016-11-26 |
| Richmond Asset Management Limited | RO | Type 4 — Advising on securities | 2007-04-18 | 2013-11-25 |
| Richmond Asset Management Limited | RO | Type 9 — Asset management | 2007-04-18 | 2013-11-25 |
| Richmond Asset Management Limited | Rep | Type 4 — Advising on securities | 2005-12-13 | 2007-04-18 |
| Richmond Asset Management Limited | Rep | Type 9 — Asset management | 2005-12-13 | 2007-04-18 |
| MBA Berkeley Burke Portfolio Services Limited | RO | Type 4 — Advising on securities | present | 2005-11-15 |
| MBA Berkeley Burke Portfolio Services Limited | RO | Type 9 — Asset management | present | 2005-11-15 |