St. James's Place (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for St. James's Place (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AAV439. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 47 (total recorded over time: 168). Earliest licence on file: 2012-02-14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
1/F, Henley Building, 5 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-02-14 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | 2015-10-30 | present |
| Type 6 — Advising on corporate finance | present | 2005-03-16 |
| Type 9 — Asset management | present | 2005-06-14 |
Licensed staff (all-time) (168)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ian Robert Burns | RO 1, 4, 9 | 2017-07 | 2019-11 |
| Matthew James Deeprose | RO 1, 4, 9 Rep 1, 4, 9 | 2020-08 | 2023-10 |
| Stephen Philip Gollop | RO 1, 4, 9 Rep 1, 4, 9 | 2015-08 | Present |
| Martin Wolfgang Hennecke | RO 1, 4, 9 Rep 1, 4 | 2013-10 | Present |
| Simon Sai Ho Liu 廖世浩 | RO 1, 4, 9 Rep 4, 9 | 2008-05 | 2025-10 |
| Antony Peter Michell | RO 4 | Pre-2003 | 2011-05 |
| Philip James Neilson | RO 4 | 2006-11 | 2009-04 |
| Timothy Laurence Proudlock 彭樂添 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-02 | Present |
| Mark Donald Rawson | RO 1, 4 Rep 1, 4, 9 | 2009-05 | 2022-05 |
| Kevin Patrick Slattery | RO 4 | Pre-2003 | 2003-06 |
| Oliver Jeremy Wickham | RO 1, 4, 9 Rep 1, 4 | 2008-01 | Present |
| Peter Wynn Williams | RO 1, 4 Rep 4, 6, 9 | Pre-2003 | 2016-02 |
| Zuba Adham | Rep 1, 4 | 2018-11 | 2020-12 |
| William David Macdonald Allen | Rep 1, 4 | 2013-06 | 2013-06 |
| Rafaello Javier Araya Olivares | Rep 1, 4, 9 | 2020-08 | 2021-06 |
| Kim Melanie Arculli | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| Daniel William Kieren Armitage | Rep 4 | 2003-10 | 2004-01 |
| Daphne Karen Ashford-Smith | Rep 1, 4 | 2018-01 | 2019-09 |
| Karim Micael Assad | Rep 1, 4, 9 | 2018-05 | 2020-10 |
| James Robert Backhouse | Rep 4 | 2003-06 | 2004-01 |
| Julian Paul Bannigan | Rep 1, 4 | 2013-12 | 2016-12 |
| Nicola Susan Barclay | Rep 1, 4 | 2013-03 | 2015-12 |
| Russell Stuart Beak | Rep 1, 4, 9 | 2019-04 | 2019-09 |
| Alexander Bruce Bellingham | Rep 4, 6, 9 | Pre-2003 | 2009-06 |
| George Henry Edward Bennett | Rep 4 | 2009-08 | 2009-11 |
| Vianney Gil Jean-Martin Bernard | Rep 1, 4, 9 | 2020-02 | 2020-10 |
| Richard Philip Bolton | Rep 1, 4, 9 | 2009-07 | 2024-06 |
| Matthew James William Bond | Rep 1, 4, 9 | 2017-02 | 2020-09 |
| Damien Mark Bos | Rep 4 | 2008-02 | 2011-09 |
| Keith Charles Boyes | Rep 1, 4 | 2017-06 | 2018-04 |
| Paul Brady | Rep 1, 4, 9 | 2008-01 | Present |
| Christopher Patrick Brennan | Rep 1, 4 | 2017-10 | 2018-12 |
| Christopher David Robarts Briggs | Rep 1, 4, 9 | 2020-05 | 2023-04 |
| Christopher John Coram Brooks | Rep 1, 4, 9 | 2016-04 | Present |
| Guy Christopher Buckby | Rep 1, 4, 9 | 2019-04 | 2021-02 |
| Mark Llewelyn Butt | Rep 4 | 2005-05 | 2005-09 |
| Maghnus Patrick Byrne | Rep 1, 4, 9 | 2025-08 | Present |
| Boe Jon-Paul Campion | Rep 1, 4 | 2017-05 | 2018-09 |
| Kim Seng Ch'ng | Rep 1, 4, 9 | 2014-10 | 2023-01 |
| Christine Suk Mun Chan 陳淑敏 | Rep 4 | 2006-04 | 2009-07 |
| Kai Yik Chan 陳佳憶 | Rep 1, 4 | 2017-07 | 2019-09 |
| King Yuet Chan 陳琼月 | Rep 1, 4, 9 | 2020-11 | 2021-08 |
| Ling Kit Chan 陳靈傑 | Rep 1, 4 | 2012-05 | 2014-04 |
| Philip Chan 陳菲臘 | Rep 1, 4, 9 | 2018-11 | 2024-09 |
| Ricky Sheung Tak Chan 陳尚德 | Rep 4 | 2014-10 | 2015-01 |
| Simon Siu Man Chan 陳兆文 | Rep 4 | 2007-05 | 2007-09 |
| Kitty Lai King Cheung 張麗琼 | Rep 1, 4, 9 | 2012-05 | Present |
| Li Peng Chung | Rep 1, 4, 9 | 2020-08 | 2022-07 |
| Ian Mark Cochrane | Rep 1, 4, 6, 9 | Pre-2003 | 2018-04 |
| Eleanor Marie Coleman | Rep 1, 4, 9 | 2017-12 | Present |
| Reuben Saul Cramer | Rep 1, 4, 9 | 2017-08 | Present |
| Shane Quinton Crawford | Rep 1, 4 | 2015-10 | 2017-10 |
| Jemma Daley | Rep 1, 4, 9 | 2021-08 | Present |
| Justin Paul Davies | Rep 1, 4, 9 | 2018-10 | Present |
| Simon Huw Davies | Rep 1, 4 | 2015-10 | 2016-11 |
| Sheila Dickinson | Rep 1, 4, 9 | 2018-11 | 2022-08 |
| Ryan Peter Dodgson | Rep 1, 4, 9 | 2016-06 | 2017-08 |
| Bryce Francis Don | Rep 1, 4, 9 | 2017-11 | 2023-03 |
| Stephen Edward Doughty | Rep 1, 4, 9 | 2008-08 | 2024-04 |
| Joseph Toby Dowler | Rep 1, 4, 9 | 2022-10 | Present |
| Toby Peter Dysterre-Clark | Rep 4 | 2008-02 | 2008-03 |
| James Edward Englebrecht | Rep 1, 4, 9 | 2015-11 | 2023-12 |
| Terry Evreniadis | Rep 1, 4 | 2015-01 | 2015-06 |
| Anna Silone Faoagali | Rep 4 | 2008-09 | 2008-10 |
| Peter Fenyves | Rep 1, 4, 9 | 2020-05 | 2020-11 |
| Herve Louis Jean Denis Marie Galichon | Rep 1, 4, 9 | 2026-02 | Present |
| Julian Galvin 嘉駿昂 | Rep 1, 4, 9 | 2015-07 | Present |
| Olivier Robert Jacques Louis Gaultry | Rep 1, 4 | 2013-05 | 2013-05 |
| Tatum Olivia Gollop | Rep 1, 4, 9 | 2022-10 | Present |
| Vincent Eric Arthur Guerber | Rep 1, 4 | 2015-03 | 2016-03 |
| Benoit Gilles Guerillot | Rep 4 | 2009-03 | 2009-03 |
| Duncan Alexander Hands | Rep 1, 4, 9 | 2020-06 | 2025-06 |
| Kevin Hart | Rep 1, 4, 9 | 2025-01 | Present |
| Richard Hepplestone | Rep 1, 4 | 2019-12 | 2022-12 |
| Mattias Hoijer | Rep 1, 4 | 2009-10 | 2013-02 |
| Mark James Hollingsworth | Rep 1, 4 | 2015-12 | 2017-04 |
| Daniel John Howell | Rep 1, 4, 9 | 2019-12 | 2023-02 |
| David John Hubbard | Rep 1, 4 | 2017-08 | 2020-08 |
| Angus Kerr Hume | Rep 4 | 2005-07 | 2007-05 |
| Piers Illingworth | Rep 1, 4, 9 | 2020-07 | Present |
| Nicholas Mark Jackson | Rep 1, 4, 9 | 2017-09 | Present |
| Jasmine Jalif | Rep 1, 4, 9 | 2018-08 | Present |
| Nicholas Vaughan Jeffreys | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ryan Jenkins | Rep 1, 4, 9 | 2016-08 | Present |
| Benjamin Ross Jones | Rep 1, 4 | 2008-06 | 2017-01 |
| Kishan Karia | Rep 1, 4, 9 | 2017-10 | Present |
| Andrew Richard Kelly | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ian Jo-Yee Koo | Rep 4 | 2008-08 | 2009-02 |
| William David Leo Kruis | Rep 1, 4, 9 | 2015-01 | Present |
| Winston Kam Wah Lai 黎錦華 | Rep 1, 4, 9 | 2005-07 | Present |
| David Wei Yan Lam | Rep 1, 4, 9 | 2022-10 | Present |
| Yin Hung Lam 林燕紅 | Rep 1, 4 | 2016-04 | 2016-04 |
| Colin Kwan Lun Lee 李崑崙 | Rep 1, 4, 9 | 2015-09 | 2021-08 |
| Trevor Cheuk Him Lee 李卓謙 | Rep 1, 4, 9 | 2020-10 | Present |
| Anthony Ronald Leigh 李東尼 | Rep 1, 4, 9 | 2018-10 | 2024-02 |
| Chun Hin (SFC:BTH564) Leung 梁晉軒 | Rep 1, 4, 9 | 2023-02 | 2023-06 |
| Man Ho (SFC:BEZ360) Leung 梁文灝 | Rep 1, 4 | 2016-06 | 2017-12 |
| James David Lewis | Rep 1, 4 | 2017-03 | 2017-03 |
| Richard John Lewis | Rep 1, 4, 9 | 2015-09 | 2024-12 |
| Gareth John Llewelyn-Williams | Rep 1, 4, 9 | 2016-08 | 2023-02 |
Showing 1–100 of 168
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