Mark Donald Rawson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Donald Rawson ( ), a licensed former licensee with CE reference ADX840. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-23 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-10-04 | 2022-05-04 |
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-02-14 | 2017-10-04 |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2012-02-14 | 2017-10-04 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2009-05-14 | 2012-02-14 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-15 | 2009-04-27 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2006-12-15 | 2009-04-27 |
| RL360 Services Limited |
RO | Type 4 — Advising on securities | present | 2004-11-11 |
| RL360 Services Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| RL360 Services Limited |
RO | Type 9 — Asset management | present | 2004-11-11 |