Nicola Susan Barclay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Susan Barclay ( ), a licensed former licensee with CE reference BAW612. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2015-12-02 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-03-18 | 2015-12-02 |