Simon Sai Ho Liu
廖世浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sai Ho Liu (廖世浩), a licensed Representative with CE reference AQV856. Currently licensed at 1 firm(s): MFG Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-24 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-24 | present |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2026-02-24 | present |
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2020-02-13 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-08-14 | 2025-10-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2017-01-11 | 2019-08-14 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2016-09-15 | 2016-11-17 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-05-14 | 2016-11-17 |