Richard Philip Bolton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Philip Bolton ( ), a licensed former licensee with CE reference ATG683. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-19 | 2024-06-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-03-28 | 2024-06-06 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2009-07-27 | 2024-06-06 |