Gareth John Llewelyn-Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gareth John Llewelyn-Williams ( ), a licensed former licensee with CE reference AUK186. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2023-02-18 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2016-08-16 | 2023-02-18 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2016-08-16 | 2023-02-18 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2015-04-24 | 2016-05-27 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2015-04-24 | 2016-05-27 |
| Capstone Financial (HK) Limited | RO | Type 4 — Advising on securities | 2010-03-12 | 2016-05-27 |