Capstone Financial (HK) Limited

CE No. AUK184 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capstone Financial (HK) Limited, a Hong Kong-based licensed corporation with CE reference AUK184. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2010-03-12.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2015-01-26 2020-05-07
Type 4 — Advising on securities 2010-03-12 2025-03-27
Type 9 — Asset management 2015-01-26 2025-03-27

Licensed staff (all-time) (25)
Active on date

Name Activities First licensed To
Jamilah Ali RO 1, 4, 9 2015-01 2017-01
Anthony Alan Arkey RO 1, 4, 9 2014-07 2021-04
David Charles H. de Lacy Staunton RO 1, 4, 9 Rep 1, 9 2010-03 2021-08
Veronique Marcelle Ficheux RO 1, 4, 9 Rep 1, 4, 9 2015-10 2016-12
David Michael Halley RO 1, 4, 9 2010-03 2021-08
Gareth John Llewelyn-Williams RO 4 Rep 1, 9 2010-03 2016-05
Timothy Laurence Proudlock 彭樂添 RO 4, 9 2021-08 2024-07
Oliver Jeremy Wickham RO 4, 9 2021-08 2025-03
Shuk King Choy Rep 1, 4 2019-11 2021-02
Matthew Dylan de Souza Rep 1, 4, 9 2015-03 2021-09
Ryan Peter Dodgson Rep 1, 4, 9 2014-04 2020-06
Abraham Yohan George Rep 1, 4, 9 2017-09 2021-08
Louise Hilder Rep 4 2013-04 2014-05
Peter Anthony Iacomella Rep 1, 4 2018-03 2018-06
Jelmer Maarten Kattevilder Rep 1, 4, 9 2018-01 2018-04
Douglas Yu Tak Lau 劉裕德 Rep 1, 4 2015-05 2016-05
Man Ho (SFC:BEZ360) Leung 梁文灝 Rep 1, 4 2015-03 2016-05
Clive Lindley Rep 1, 4, 9 2019-08 2021-02
Oliver Alexander O'Brien Rep 1, 4 2016-02 2016-03
Christopher John Penfold Rep 1, 4 2015-06 2016-05
Nicholas James Preston Rep 1, 4 2015-05 2016-07
Jahmaine Aderelli Reimann Rep 1, 4 2018-07 2019-08
Frederick David Scholtz Rep 1, 4, 9 2018-05 2021-09
Matthew Skeggs Rep 1, 4 2015-05 2020-11
Niamh Catriona Walker Rep 4 2020-07 2021-08
Showing 1–25 of 25

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