Frederick David Scholtz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick David Scholtz, a licensed Representative with CE reference BMT303. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-12-01 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-10-20 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2021-10-20 | present |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2019-08-06 | 2021-09-30 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2018-05-28 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2018-05-28 | 2021-09-30 |