Clive Lindley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Lindley ( ), a licensed former licensee with CE reference ADU456. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-08 | 2022-12-31 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-08 | 2022-12-31 |
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2019-08-09 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2019-08-09 | 2021-02-22 |
| Capstone Financial (HK) Limited | Rep | Type 9 — Asset management | 2019-08-09 | 2021-02-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | 2019-03-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2019-03-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-15 | 2019-03-26 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2017-06-02 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-27 | 2017-06-02 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-27 | 2017-06-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-10 | 2016-02-21 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-10 | 2016-02-21 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2013-10-10 | 2016-02-21 |