Oliver Alexander O'Brien
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Alexander O'Brien ( ), a licensed former licensee with CE reference BGY156. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2016-02-23 | 2016-03-14 |
| Capstone Financial (HK) Limited | Rep | Type 4 — Advising on securities | 2016-02-23 | 2016-03-14 |