Oliver Jeremy Wickham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Jeremy Wickham, a licensed Responsible Officer with CE reference AQC490. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2020-02-03 | present |
| St. James's Place (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2020-02-03 | present |
| St. James's Place (Hong Kong) Limited |
RO | Type 9 — Asset management | 2020-02-03 | present |
| Capstone Financial (HK) Limited | RO | Type 4 — Advising on securities | 2021-08-03 | 2025-03-26 |
| Capstone Financial (HK) Limited | RO | Type 9 — Asset management | 2021-08-03 | 2025-03-26 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2020-02-03 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2019-05-28 | 2020-02-03 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-07-10 | 2015-06-11 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-01-09 | 2015-06-11 |