Daphne Karen Ashford-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daphne Karen Ashford-Smith ( ), a licensed former licensee with CE reference BMA239. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2019-09-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2019-09-09 |