Nicholas Vaughan Jeffreys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Vaughan Jeffreys, a licensed Representative with CE reference ADM299. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-18 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-03-28 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2003-10-07 |