Kim Melanie Arculli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Melanie Arculli ( ), a licensed former licensee with CE reference AAA119. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2011-07-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2011-07-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-03 | 2009-04-24 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-03 | 2007-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-05 | 2005-05-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-05 | 2005-05-25 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2003-04-15 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-15 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2003-04-15 |