Deutsche Securities Asia Limited
德意志證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deutsche Securities Asia Limited (德意志證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAJ984. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 6 — Advising on corporate finance. Current licensed staff on file: 80 (total recorded over time: 1515). Earliest licence on file: 2004-01-08.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on corporate finance →
Registered address
58-61/F, International Commerce Centre, 1 Austin Road West, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2004-01-08 | present |
| Type 6 — Advising on corporate finance | 2012-03-02 | present |
| Type 4 — Advising on securities | present | 2019-12-03 |
| Type 5 — Advising on futures contracts | 2004-01-08 | 2020-02-04 |
| Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Type 7 — Providing automated trading services | 2010-04-16 | 2020-06-15 |
| Type 9 — Asset management | present | 2004-01-08 |
Licensed staff (all-time) (1515)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephane Louis Edmond Avis | RO 1, 2 Rep 1, 2 | 2013-04 | 2017-08 |
| Tate James Barnes | RO 2 Rep 1, 2 | 2016-01 | 2024-07 |
| Russell William Beattie | RO 2, 5 Rep 1, 2, 5 | 2007-05 | 2010-04 |
| Florent Besson | RO 1, 7 Rep 1, 7 | 2014-10 | 2020-04 |
| Philip Edward Blenkiron | RO 1, 2, 5 Rep 1, 2 | 2011-03 | 2023-11 |
| James Joseph Boyle | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2016-07 | 2018-07 |
| Anthony George Brown | RO 1, 4, 7 Rep 1, 2, 7 | 2007-10 | 2014-09 |
| Anthony John Byrne | RO 1, 2 Rep 1, 2, 4, 5 | 2011-08 | 2017-06 |
| Alan Wing Kai Chak 翟永基 | RO 2, 5 Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Ananda Chakravorty 陳安迪 | RO 6 Rep 6 | 2012-03 | Present |
| Chieh-Mi Chan | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2005-03 | 2009-07 |
| Kam Pui Chan 陳錦培 | RO 6 Rep 6 | 2014-10 | 2019-01 |
| Yick Wai Albert Chang 張亦衛 | RO 6 Rep 6 | 2021-08 | Present |
| Brian Chi Yan Chu 朱智仁 | RO 1 Rep 1, 2, 7 | 2010-09 | 2019-08 |
| Derek Ho Fai Chung 鍾晧輝 | RO 6 Rep 6 | 2016-11 | Present |
| Richard Chung | RO 1, 2, 7 Rep 1, 2 | 2005-04 | 2019-09 |
| Nicolas Paul Cohen-Addad | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2017-06 | 2018-10 |
| Katherine Claire Creedon | RO 1, 2 Rep 1, 2 | 2008-01 | 2021-07 |
| Luiz Marcelo Cunha | RO 1, 2 Rep 1, 2, 4, 5 | 2011-03 | 2012-12 |
| Mark James Davis | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2007-11 | 2014-08 |
| Nathan Luke Davison | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2009-11 | 2011-02 |
| Michael Roger Doering | RO 1, 2 Rep 1, 2 | 2006-07 | 2018-02 |
| Charles John Donley | RO 1, 2 Rep 1, 2 | 2005-08 | 2010-01 |
| John Aaron Doyle | RO 1, 2 Rep 1, 2 | 2009-08 | 2020-06 |
| Robert James Ebert | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2010-05 | 2016-07 |
| Tim Fang 方廷 | RO 6 Rep 6 | 2021-05 | 2021-10 |
| Nicholas Peter Fennell | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Peter Yuk Kuen Fung 馮旭乾 | RO 2, 5 Rep 1, 2, 4, 6, 9 | Pre-2003 | 2011-03 |
| Richard Boyce Massey Gibb | RO 6 Rep 6 | 2017-01 | 2019-07 |
| Io Hanafusa | RO 7 Rep 1, 7 | 2014-07 | 2021-04 |
| Stephen Paul Harris | RO 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Nicholas James Heasman | RO 1 Rep 1, 2 | 2008-10 | 2018-07 |
| Chi Yung Hil 許志勇 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2015-02 |
| Craig Jon Hillhouse | RO 2 Rep 2 | 2024-01 | Present |
| Kenneth Sau Yee Hon 韓守義 | RO 1, 2, 4, 5 Rep 1, 2 | 2010-04 | 2012-03 |
| Ricardo Honegger | RO 1, 2, 4, 5 | Pre-2003 | 2006-01 |
| Neil Cameron Hosie | RO 1, 4, 7 Rep 1 | 2004-07 | 2017-03 |
| Zhiwei Jiang 蔣志巍 | RO 6 Rep 6 | 2024-11 | Present |
| Dixit Aswin Joshi | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2011-04 | 2016-02 |
| Eric Jungers | RO 1, 2 Rep 1, 2 | 2016-09 | 2017-04 |
| Neil Kell | RO 6 Rep 6 | 2014-02 | 2015-03 |
| Patrick Cahill Kelly | RO 1, 2, 7 Rep 1, 2 | 2013-06 | 2017-04 |
| John Richard Key | RO 1, 4 Rep 1, 2 | 2013-06 | 2020-02 |
| Cheung Kuo 郭強 | RO 1, 2 Rep 1, 2 | 2011-06 | 2016-08 |
| King Chi Lai 黎敬之 | RO 1, 6 Rep 6 | 2012-03 | Present |
| Danny Yiu Fai Lee 李耀輝 | RO 6 Rep 6 | 2012-03 | 2012-06 |
| Felix Kar Chung Lee 李家聰 | RO 6 Rep 6 | 2012-03 | 2014-08 |
| Gregory Joseph Lee | RO 1, 4, 7 Rep 1, 7 | 2009-06 | 2014-05 |
| Wei-Chieh Li 李偉傑 | RO 1 Rep 1 | 2013-04 | 2018-06 |
| Linan Liu 劉立男 | RO 5 Rep 5 | 2017-05 | 2019-12 |
| Phillip Edward Lonergan | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2009-05 | 2011-08 |
| Tien Ian Long 龍田淵 | RO 6 | 2012-03 | 2024-02 |
| Haiyan Luo | RO 1, 2 Rep 1, 2 | 2013-11 | 2023-07 |
| Sin Chi Ma 馬善智 | RO 1, 2, 4, 5 Rep 1, 2 | 2004-08 | 2012-01 |
| Denis Mac Carthy | RO 1, 2, 4, 5 Rep 1 | 2003-06 | 2009-12 |
| Matthew Douglas MacDonald | RO 1, 2, 5, 7 Rep 1, 2, 7 | 2006-07 | 2017-02 |
| Yue Meng 孟玥 | RO 2 Rep 2 | 2021-08 | Present |
| Daniel Owen Miller 但米勒 | RO 1, 4, 6, 9 | Pre-2003 | 2009-02 |
| Vishal Nirmaldas Mirpuri | RO 1, 2 Rep 1, 2 | 2010-05 | 2017-02 |
| Girish Mithran | RO 1, 2 Rep 1, 2 | 2012-06 | 2016-03 |
| Nicholas Hubert Moreira | RO 1, 2 Rep 1, 2, 4, 5 | 2011-12 | Present |
| David James Murphy | RO 1, 4 Rep 1, 2, 4, 5 | 2009-09 | 2011-09 |
| Nilesh Navlakha | RO 1, 4, 7 | 2015-12 | 2019-01 |
| Chuen Shun Ngie 倪傳順 | RO 6 | 2012-03 | 2020-06 |
| Brian Patrick Nolan | RO 4 | Pre-2003 | 2003-06 |
| Glenn Allen Nurmi | RO 2 Rep 2 | 2022-01 | 2024-09 |
| Ashok Pandit | RO 6 | 2012-03 | 2014-11 |
| Edouard Fernen Peter | RO 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Victor Chen Ee Phua | RO 1, 2, 7 Rep 1, 2 | 2017-09 | 2019-08 |
| Beaux Richard Joseph Pontak 潘泰柏 | RO 1 | 2024-01 | Present |
| Tsz Yuen Poon 潘子遠 | RO 6 Rep 6 | 2015-08 | 2021-07 |
| Matthew Press | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2009-10 | 2012-07 |
| Warren Lee Primhak | RO 1, 4, 6, 9 | Pre-2003 | 2006-12 |
| Jing Qian 錢菁 | RO 6 | 2012-03 | 2014-05 |
| James Jerome Quinn Jr | RO 1, 2 Rep 1, 2 | 2011-03 | 2017-09 |
| Benjamin James Radclyffe | RO 1, 7 Rep 1, 7 | 2009-11 | 2016-11 |
| Remy Jacques Michel Ripoll | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2015-09 | 2017-08 |
| Murray Daniel Remarque Roos | RO 1, 2, 4, 5 Rep 1, 2 | 2007-05 | 2010-02 |
| Simon Peter Sadler | RO 1 | Pre-2003 | 2004-05 |
| Marlon Mikhail Sanchez | RO 1, 2, 4, 7 Rep 1, 2, 7 | 2006-06 | 2021-10 |
| David Sarkis | RO 1, 2, 5 Rep 1 | 2004-03 | 2005-07 |
| Noreddine Ali Sebti | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2008-07 | 2009-06 |
| Hani Youssef Shalabi | RO 1, 2, 7 Rep 1, 2, 7 | 2017-08 | 2019-11 |
| Pai Chien Shih 施百謙 | RO 2 Rep 2 | 2024-08 | Present |
| Nicholas Eugene Silver | RO 1, 2, 5, 7 Rep 1, 2, 7 | 2007-04 | 2018-06 |
| Timothy Robert Smith | RO 1, 2, 5 Rep 1, 2 | 2011-08 | 2017-02 |
| John William Stephens | RO 5 Rep 5 | 2017-05 | 2019-12 |
| Kenneth Sue 蘇其暉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Yeqing Tao 陶冶青 | RO 2 Rep 2 | 2023-06 | Present |
| Brent George Thygesen | RO 1, 7 Rep 1, 7 | 2015-09 | 2021-12 |
| Harvey Noel Twomey | RO 1, 2 Rep 1, 2, 7 | 2008-05 | 2017-09 |
| Rowena Wang 王允慧 | RO 6 | 2012-03 | 2021-06 |
| Rui (SFC:AXO614) Wang 王瑞 | RO 6 Rep 6 | 2017-10 | Present |
| Zhizheng Wang 王之諍 | RO 6 Rep 6 | 2025-09 | Present |
| Thomas Andrew Welch | RO 1, 4, 7 Rep 1 | 2007-08 | 2010-05 |
| Murray John Wilson | RO 1, 4, 7 Rep 1, 4, 7 | 2008-07 | 2017-08 |
| Kenneth Kin Wong 黃健 | RO 1, 2, 4, 5, 6, 9 | Pre-2003 | 2004-06 |
| Paul Sek Ming Wong 黃錫明 | RO 1, 4 Rep 1, 4, 7 | 2010-09 | 2018-05 |
| Ce Xu 徐策 | RO 6 Rep 6 | 2017-01 | 2018-05 |
| Angus Sheau Yu Yang 楊曉瑜 | RO 1, 2, 7 Rep 1, 2 | 2017-09 | 2021-12 |
Showing 1–100 of 1515
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 3 shared activity types · 中國國際金融香港證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 3 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 3 shared activity types · 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
UBS Securities Hong Kong Limited
CE BIN466 · 356 staff · 3 shared activity types
BlackRock Asset Management North Asia Limited
CE AFF275 · 236 staff · 3 shared activity types · 貝萊德資產管理北亞有限公司
BNP Paribas Securities (Asia) Limited
CE AAF669 · 219 staff · 3 shared activity types · 法國巴黎證券(亞洲)有限公司