Chuen Shun Ngie
倪傳順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuen Shun Ngie (倪傳順), a licensed Responsible Officer with CE reference AFM599. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2020-09-17 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-07-14 | 2020-09-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-02 | 2020-06-30 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |